ETF Advisory Content

  [26634]   November 1, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 71-12 ETF ADVISORY COMMITTEE No. 43-12 SEC RULES MEMBERS No. 100-12 RE: ICI COMMENT LETTERS IN RESPONSE TO PROPOSED RULE CHANGES BY THE NYSE AND NASDAQ TO MODIFY LISTING RULES FOR COMPENSATION COMMITTEES  ...

[26619] October 26, 2012 TO: ACCOUNTING/TREASURERS MEMBERS No. 16-12 BOARD OF GOVERNORS No. 13-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 70-12 COMPLIANCE MEMBERS No. 18-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 60-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 39-12 ETF ADVISORY...

[26601] October 23, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 37-12 ETF ADVISORY COMMITTEE No. 40-12 SEC RULES COMMITTEE No. 65-12 RE: DRAFT ICI COMMENT LETTERS IN RESPONSE TO PROPOSED RULE CHANGES BY THE NYSE AND NASDAQ TO MODIFY LISTING RULES FOR COMPENSATION COMMITTEES...

[26599] October 23, 2012 TO: BOARD OF GOVERNORS No. 12-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 66-12 COMPLIANCE MEMBERS No. 17-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 57-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 37-12 ETF ADVISORY COMMITTEE No. 39-12 FIXED-INCOME...

  [26600]   October 23, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 30-12 ETF ADVISORY COMMITTEE No. 41-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 38-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 67-12 SEC RULES MEMBERS No. 96-12 RE: ICI LETTER ON SEC TECHNOLOGY AND TRADING...

[26595] October 19, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 28-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 36-12 ETF ADVISORY COMMITTEE No. 38-12 SEC RULES COMMITTEE No. 63-12 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 36-12 RE: DRAFT ICI LETTER ON SEC TECHNOLOGY AND TRADING...

  [26588] October 16, 2012 TO: BOARD OF GOVERNORS No. 11-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 65-12 COMPLIANCE MEMBERS No. 16-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 56-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 35-12 ETF ADVISORY COMMITTEE No. 37-12 FIXED-INCOME...

[26585] October 15, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 35-12 ETF ADVISORY COMMITTEE No. 36-12 SEC RULES COMMITTEE No. 61-12 RE: NYSE AND NASDAQ FILE PROPOSED RULE CHANGE TO MODIFY LISTING RULES FOR COMPENSATION COMMITTEES   The Securities and Exchange Commission (...

  [26558] October 8, 2012 TO: BOARD OF GOVERNORS No. 10-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 62-12 COMPLIANCE MEMBERS No. 15-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 53-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 34-12 ETF ADVISORY COMMITTEE No. 35-12 FIXED-INCOME...

[26538] September 28, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 25-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 33-12 ETF ADVISORY COMMITTEE No. 34-12 INTERNATIONAL MEMBERS No. 40-12 SEC RULES MEMBERS No. 85-12 RE: ICI LETTER TO HONG KONG SFC ON ELECTRONIC TRADING CONSULTATION...