ETF Advisory Content

[27222] May 7, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 14-13 BOARD OF GOVERNORS No. 8-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 39-13 COMPLIANCE MEMBERS No. 24-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 34-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 22-13 ETF ADVISORY...

[27199] April 25, 2013 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 11-13 ETF ADVISORY COMMITTEE No. 21-13 SEC RULES COMMITTEE No. 19-13 RE: FINRA ISSUES INTERPRETIVE GUIDANCE ON THE USE OF PRE-INCEPTION INDEX PERFORMANCE IN INSTITUTIONAL COMMUNICATIONS   On April 22, 2013, FINRA...

[27193] April 18, 2013 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 21-13 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 5-13 ETF ADVISORY COMMITTEE No. 20-13 INTERNATIONAL COMMITTEE No. 13-13 ICI GLOBAL MEMBERS SEC RULES COMMITTEE No. 17-13 RE: IOSCO CONSULTATION ON PRINCIPLES FOR...

[27152] April 4, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-13 BOARD OF GOVERNORS No. 7-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 30-13 COMPLIANCE MEMBERS No. 19-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 27-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 20-13 ETF ADVISORY...

[27144] April 1, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 29-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 19-13 ETF ADVISORY COMMITTEE No. 18-13 EQUITY MARKETS ADVISORY COMMITTEE No. 8-13 SEC RULES MEMBERS No. 33-13 RE: SEC APPROVES NASDAQ MARKET MAKER INCENTIVE PILOT...

[27140] March 28, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 28-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 18-13 ETF ADVISORY COMMITTEE No. 17-13 INTERNAL AUDIT ADVISORY COMMITTEE No. 3-13 RE: ICI COMMENT LETTER ON NASDAQ’S PROPOSED RULE CHANGE TO REQUIRE LISTED COMPANIES TO...

[27125] March 25, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 17-13 ETF ADVISORY COMMITTEE No. 16-13 INTERNAL AUDIT ADVISORY COMMITTEE No. 2-13 RE: DRAFT ICI COMMENT LETTER ON NASDAQ'S PROPOSED RULE CHANGE TO REQUIRE LISTED...

[27109] March 13, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 25-13 INTERNAL AUDIT ADVISORY COMMITTEE No. 1-13 INVESTMENT ADVISER MEMBERS No. 22-13 ETF ADVISORY COMMITTEE No. 15-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 16-13 RE: NASDAQ FILES PROPOSED RULE CHANGE TO REQUIRE...

[27101] March 12, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-13 BOARD OF GOVERNORS No. 6-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 24-13 COMPLIANCE MEMBERS No. 17-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 25-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 15-13 ETF ADVISORY...

[27052] February 26, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-13 COMPLIANCE MEMBERS No. 14-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 22-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 14-13 ETF ADVISORY COMMITTEE No. 13-13 SEC RULES MEMBERS No. 27-13 SMALL FUNDS MEMBERS...