ETF Advisory Content

[27400] July 24, 2013 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 31-13 ETF ADVISORY COMMITTEE No. 32-13 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 9-13 ICI GLOBAL MEMBERS INTERNATIONAL COMMITTEE No. 19-13 SEC RULES COMMITTEE No. 30-13 RE: IOSCO FINAL REPORT ON PRINCIPLES FOR...

[27363] July 9, 2013 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 30-13 ETF ADVISORY COMMITTEE No. 31-13 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 8-13 RE: IOSCO FINAL REPORT ON PRINCIPLES FOR THE REGULATION OF EXCHANGE TRADED FUNDS   In March 2012, the International...

[27332] June 25, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 20-13 BOARD OF GOVERNORS No. 11-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 56-13 COMPLIANCE MEMBERS No. 29-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 51-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 29-13 ETF ADVISORY...

[27322] June 19, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 54-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 28-13 ETF ADVISORY COMMITTEE No. 29-13 INTERNAL AUDIT ADVISORY COMMITTEE No. 4-13 INVESTMENT ADVISER MEMBERS No. 42-13 RE: WITHDRAWAL OF NASDAQ'S PROPOSED RULE CHANGE TO...

[27312] June 18, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 19-13 BOARD OF GOVERNORS No. 10-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 53-13 COMPLIANCE MEMBERS No. 28-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 49-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 27-13 ETF ADVISORY...

[27308] June 17, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 18-13 BOARD OF GOVERNORS No. 9-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 52-13 COMPLIANCE MEMBERS No. 27-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 48-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 26-13 ETF ADVISORY...

[27245] May 20, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-13 ETF ADVISORY COMMITTEE No. 26-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 25-13 RE: NYSE PROPOSES VARIOUS CHANGES TO LISTING APPLICATION AND RULES   The Securities and Exchange Commission (“SEC”) has published...

[27240] May 16, 2013 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 24-13 ETF ADVISORY COMMITTEE No. 25-13 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 7-13 ICI GLOBAL MEMBERS INTERNATIONAL COMMITTEE No. 15-13 SEC RULES COMMITTEE No. 22-13 RE: ICI AND ICI GLOBAL COMMENT LETTER TO...

[27233] May 9, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 40-13 EQUITY MARKETS ADVISORY COMMITTEE No. 12-13 ETF ADVISORY COMMITTEE No. 23-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 12-13 RISK MANAGEMENT ADVISORY COMMITTEE No. 2-13 SEC RULES MEMBERS No. 44-13 SMALL FUNDS...

[27234] May 9, 2013 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 23-13 ETF ADVISORY COMMITTEE No. 24-13 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 6-13 ICI GLOBAL MEMBERS INTERNATIONAL COMMITTEE No. 14-13 SEC RULES COMMITTEE No. 21-13 RE: DRAFT ICI AND ICI GLOBAL COMMENT LETTER...