ETF Advisory Content

[29101] June 17, 2015 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 16-15 ETF ADVISORY COMMITTEE No. 16-15 RE: SEC REQUEST FOR COMMENT REGARDING ETPS; MEMBER CALL SCHEDULED FOR JUNE 29 AT 3:00 PM EASTERN   The Securities and Exchange Commission has issued a release requesting public...

[29090] June 15, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 13-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 10-15 CHIEF RISK OFFICER COMMITTEE No. 18-15 COMPLIANCE ADVISORY COMMITTEE No. 6-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 45-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 15...

[29068] June 5, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 9-15 CHIEF RISK OFFICER COMMITTEE No. 17-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-15 COMPLIANCE ADVISORY COMMITTEE No. 5-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 41...

[29057] June 4, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 8-15 CHIEF RISK OFFICER COMMITTEE No. 16-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-15 COMPLIANCE ADVISORY COMMITTEE No. 4-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 39...

[29045] June 2, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 7-15 CHIEF RISK OFFICER COMMITTEE No. 14-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-15 COMPLIANCE ADVISORY COMMITTEE No. 3-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 38...

[29036] May 28, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 11-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 15-15 BROKER/DEALER ADVISORY COMMITTEE No. 20-15 CHIEF RISK OFFICER COMMITTEE No. 12-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 18-15 COMPLIANCE MEMBERS No. 20-15...

[28907] April 20, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 13-15 ETF ADVISORY COMMITTEE No. 9-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 9-15 SEC RULES MEMBERS No. 24-15 RE: ICI SUBMITS COMMENT LETTER ON SEC'S PROPOSAL TO REQUIRE DISCLOSURE OF HEDGING BY EMPLOYEES AND...

[28880] April 6, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-15 ETF ADVISORY COMMITTEE No. 8-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-15 SEC RULES COMMITTEE No. 10-15 RE: DRAFT ICI COMMENT LETTER ON SEC'S PROPOSAL TO REQUIRE DISCLOSURE OF HEDGING BY EMPLOYEES AND...

[28875] March 31, 2015 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-15 ETF ADVISORY COMMITTEE No. 7-15 RE: ICI FILES COMMENT LETTER REGARDING NYSE ARCA'S PROPOSED GENERIC LISTING STANDARDS FOR ACTIVELY MANAGED ETFS   As you know, the Securities and Exchange Commission recently...

[28864] March 26, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 6-15 CHIEF RISK OFFICER COMMITTEE No. 7-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 11-15 COMPLIANCE MEMBERS No. 10-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 6-15 ETF ADVISORY COMMITTEE No. 6-15 OPERATIONS MEMBERS No. 11...