ETF Advisory Content

[29517] December 1, 2015 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 27-15 ETF ADVISORY COMMITTEE No. 26-15 EQUITY MARKETS ADVISORY COMMITTEE No. 25-15 SEC RULES COMMITTEE No. 35-15 RE: ICI SUBMITS LETTER TO SEC CHAIR WHITE IN RESPONSE TO AUGUST 24TH MARKET VOLATILITY   On November...

[29493] November 17, 2015 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 26-15 ETF ADVISORY COMMITTEE No. 25-15 EQUITY MARKETS ADVISORY COMMITTEE No. 24-15 RE: NYSE ARCA FILES PROPOSED RULE CHANGE RELATING TO "ABERRANT" TRADES FOR ETPS   The Securities and Exchange Commission has...

[29384] September 29, 2015 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 25-15 ETF ADVISORY COMMITTEE No. 24-15 EQUITY MARKETS ADVISORY COMMITTEE No. 18-15 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: SEC’S EQUITY MARKET STRUCTURE ADVISORY COMMITTEE MEETING SCHEDULED FOR OCTOBER 27  ...

[29367] September 28, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 24-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 33-15 BROKER/DEALER ADVISORY COMMITTEE No. 44-15 CHIEF RISK OFFICER COMMITTEE No. 22-15 COMPLIANCE ADVISORY COMMITTEE No. 8-15 END OF DAY PRICING FORUM No. 7-15...

[29339] September 14, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 28-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 18-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 23-15 ETF ADVISORY COMMITTEE No. 22-15 SEC RULES MEMBERS No. 53-15 SMALL FUNDS MEMBERS No. 40-15 UNIT INVESTMENT TRUST...

[29298] August 31, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 22-15 ETF ADVISORY COMMITTEE No. 21-15 SEC RULES COMMITTEE No. 27-15 SMALL FUNDS COMMITTEE No. 26-15 UNIT INVESTMENT...

[29274] August 21, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 62-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 21-15 ETF ADVISORY COMMITTEE No. 20-15 EQUITY MARKETS ADVISORY COMMITTEE No. 14-15 FIXED-INCOME ADVISORY COMMITTEE No. 27-15 ICI GLOBAL CAPITAL MARKETS UNION TASK...

[29266] August 18, 2015 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 20-15 ETF ADVISORY COMMITTEE No. 19-15 RE: ICI FILES COMMENT LETTER ON SEC'S REQUEST FOR INFORMATION REGARDING ETPS   Yesterday, the Investment Company Institute filed a letter with the SEC responding to the SEC’s...

[29188] July 21, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 21-15 CHIEF RISK OFFICER COMMITTEE No. 19-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-15 COMPLIANCE ADVISORY COMMITTEE No. 7-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 55-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No...

[29181] July 16, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 17-15 ETF ADVISORY COMMITTEE No. 17-15 SEC RULES COMMITTEE No. 23-15 SMALL FUNDS COMMITTEE No. 21-15 UNIT INVESTMENT TRUST COMMITTEE No. 6-15 RE: SEC PROPOSES CLAWBACK...