ETF Advisory Content

[30028] July 8, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 13-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 14-16 CHIEF RISK OFFICER COMMITTEE No. 16-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-16 COMPLIANCE ADVISORY COMMITTEE No. 6-16 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 33...

[30003] June 23, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 15-16 BOARD OF GOVERNORS No. 1-16 CHIEF RISK OFFICER COMMITTEE No. 13-16 CLOSED-END INVESTMENT COMPANY MEMBERS No. 9-16 COMPLIANCE MEMBERS No. 19-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 13-16 ETF ADVISORY COMMITTEE No...

[29994] June 22, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 14-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 10-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-16 COMPLIANCE MEMBERS No. 18-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 12-16 ETF ADVISORY COMMITTEE No. 12-16 INTERNAL AUDIT...

[29920] May 18, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 12-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 15-16 BROKER/DEALER ADVISORY COMMITTEE No. 16-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 8-16 CHIEF RISK OFFICER COMMITTEE No. 12-16 COMPLIANCE MEMBERS No. 13-16...

[29873] April 27, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 15-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-16 ETF ADVISORY COMMITTEE No. 10-16 SEC RULES COMMITTEE No. 20-16 RE: SEC EQUITY MARKET STRUCTURE ADVISORY COMMITTEE TO ACT ON RECOMMENDATIONS FOR A MAKER-TAKER PILOT...

[29847] April 21, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 7-16 CHIEF RISK OFFICER COMMITTEE No. 9-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-16 COMPLIANCE MEMBERS No. 9-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 9-16 ETF ADVISORY COMMITTEE No. 9-16 INVESTMENT COMPANY...

  [29799] March 29, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 11-16 EQUITY MARKETS ADVISORY COMMITTEE No. 11-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-16 ETF ADVISORY COMMITTEE No. 8-16 FIXED-INCOME ADVISORY COMMITTEE No. 12-16 INTERNATIONAL COMMITTEE No. 21-16...

[29791] March 28, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 4-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 9-16 BROKER/DEALER ASSOCIATE MEMBERS No. 3-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 6-16 CHIEF RISK OFFICER COMMITTEE No. 8-16 CLOSED-END INVESTMENT COMPANY MEMBERS No...

[29765] March 11, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 4-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 5-16 CHIEF RISK OFFICER COMMITTEE No. 5-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-16 COMPLIANCE ADVISORY COMMITTEE No. 2-16 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 6-16...

[29733] February 26, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 5-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 5-16 ETF ADVISORY COMMITTEE No. 5-16 FIXED-INCOME ADVISORY COMMITTEE No. 5-16 SEC RULES COMMITTEE No. 7-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI COMMENT LETTER...