ETF Advisory Content

[30491] December 20, 2016 TO: ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Exchange-Traded Funds (ETFs) Trading and Markets RE: European Union Finalizes Margin Requirements for...

[30483] December 15, 2016 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: Draft ICI Comment Letter to SEC on Proposed Amendment to the Limit Up-Limit Down Plan (Single Stock Circuit Breakers), Member Comment Requested by Tuesday...

[30477] December 13, 2016 TO: Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee End Of Day Pricing Forum ETF (Exchange-Traded Funds) Committee ETF Advisory...

[30456] December 6, 2016 TO: ICI Members Investment Company Directors Accounting Policy Subcommittee Accounting/Treasurers Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Independent Directors Council SUBJECTS: Exchange-Traded Funds (ETFs) Valuation RE: SEC...

[30445] December 5, 2016 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: SEC Publishes Notice of Proposed Amendments to the Limit Up-Limit Down Plan The Securities and Exchange Commission (“SEC” or “Commission”) recently published...

Today the ICI filed the attached comment letter to the Securities and Exchange Commission (“SEC”) in response to its proposed rule to amend the securities settlement cycle.

[30338] October 24, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 20-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 64-16ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 30-16ETF ADVISORY COMMITTEE No. 29-16EQUITY MARKETS ADVISORY COMMITTEE No. 47-16FIXED-INCOME ADVISORY COMMITTEE No. 42...

[30334] October 21, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 33-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 41-16BROKER/DEALER ADVISORY COMMITTEE No. 38-16CHIEF RISK OFFICER COMMITTEE No. 33-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-16COMPLIANCE MEMBERS No. 34...

The SEC adopted rule amendments last week that permit, but do not require, mutual funds to use swing pricing. On the same day, the SEC adopted new enhanced fund reporting and liquidity requirements.

[30331] October 21, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 32-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 40-16BROKER/DEALER ADVISORY COMMITTEE No. 37-16CHIEF RISK OFFICER COMMITTEE No. 32-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 22-16COMPLIANCE MEMBERS No. 33...