ETF Advisory Content

[30816] August 7, 2017 TO: ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Global Exchange Traded Funds Committee RE: ICI Global Draft Letter to Central Bank of Ireland Regarding ETFs; Comments Due Thursday, August 10 The Central Bank of Ireland recently published a...

[30780] July 14, 2017 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Governance International/Global Investment Advisers Portfolio Oversight Risk Oversight Systemic Risk RE: IOSCO Issues Two...

[30776] July 11, 2017 TO: ICI Members ETF (Exchange-Traded Funds) Committee ETF Advisory Committee SUBJECTS: Exchange-Traded Funds (ETFs) RE: ICI Files Letters With SEC Requesting an Extension of Continued Listing Standards Implementation Date Today, ICI filed three identical letters...

[30770] July 7, 2017 TO: ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: ICI Draft Letter Requesting an Extension of Implementation Dates for ETF Continued Listing Standards; Comments Due July 10 The Investment Company Institute has drafted a letter to the SEC...

[30650] March 23, 2017 TO: ICI Members ICI Global Members Accounting/Treasurers Committee Derivatives Markets Advisory Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee International Operations Advisory Committee Operations...

[30620] March 2, 2017 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Distribution Exchange-Traded Funds (ETFs) Fees and Expenses Fund Accounting & Financial Reporting Fund Governance Intermediary Oversight Investment Advisers Operations Portfolio...

[30570] February 8, 2017 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee ETF (Exchange-Traded...

[30521] January 13, 2017 TO: ICI Members ETF (Exchange-Traded Funds) Committee ETF Advisory Committee SUBJECTS: Exchange-Traded Funds (ETFs) RE: ICI Submits Comment Letters Regarding Continued Listing Standards for Exchange-Traded Products The Investment Company Institute yesterday...

[30519] January 12, 2017 TO: ICI Members Investment Company Directors ICI Global Members Chief Risk Officer Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee SUBJECTS: Audit Committees Compliance Investment Advisers Money Market Funds RE: SEC Publishes the...

[30494] December 22, 2016 TO: ICI Members SUBJECTS: Exchange-Traded Funds (ETFs) Trading and Markets RE: ICI Submits Comment Letter to SEC on proposed Amendment to the Limit Up-Limit Down Plan (Single Stock Circuit Breakers) ICI submitted a comment letter urging the Securities and...