ETF Advisory Content

[30316] October 14, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 30-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 38-16BROKER/DEALER ADVISORY COMMITTEE No. 35-16CHIEF RISK OFFICER COMMITTEE No. 30-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 20-16COMPLIANCE MEMBERS No. 31...

[30308] October 14, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 28-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 54-16ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 24-16ETF ADVISORY COMMITTEE No. 23-16EQUITY MARKETS ADVISORY COMMITTEE No. 43-16FIXED-INCOME ADVISORY COMMITTEE No. 35...

[30283] September 29, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 27-16CHIEF RISK OFFICER COMMITTEE No. 29-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 17-16COMPLIANCE MEMBERS No. 30-16ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 23-16ETF ADVISORY COMMITTEE No. 22-16ICI GLOBAL STEERING...

[30277] September 28, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 26-16CHIEF COMPLIANCE OFFICER COMMITTEE No. 20-16CHIEF RISK OFFICER COMMITTEE No. 28-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 16-16COMPLIANCE MEMBERS No. 29-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 47...

[30258] September 23, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 25-16CHIEF COMPLIANCE OFFICER COMMITTEE No. 19-16CHIEF RISK OFFICER COMMITTEE No. 27-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 15-16COMPLIANCE MEMBERS No. 28-16ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 21-16ETF...

[30212] September 7, 2016 TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 18-16 CLOSED-END INVESTMENT COMPANY MEMBERS No. 14-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 20-16 ETF ADVISORY COMMITTEE No. 19-16 INVESTMENT ADVISER MEMBERS No. 16-16 INVESTMENT COMPANY DIRECTORS No. 24-16 SEC...

[30197] September 1, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 18-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-16 CHIEF RISK OFFICER COMMITTEE No. 25-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-16 COMPLIANCE ADVISORY COMMITTEE No. 10-16 DERIVATIVES MARKETS ADVISORY COMMITTEE...

[30177] August 26, 2016 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-16 ETF ADVISORY COMMITTEE No. 17-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 18-16 SEC RULES COMMITTEE No. 38-16 RE: DRAFT LETTER TO VARIOUS EXCHANGES CONCERNING CLOSED-END FUND ANNUAL SHAREHOLDER MEETINGS AND...

[30089] July 28, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 16-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 16-16 CHIEF RISK OFFICER COMMITTEE No. 20-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-16 COMPLIANCE ADVISORY COMMITTEE No. 8-16 DERIVATIVES MARKETS ADVISORY COMMITTEE No...

[30053] July 19, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 19-16 CHIEF RISK OFFICER COMMITTEE No. 18-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-16 COMPLIANCE MEMBERS No. 22-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 15-16 ETF ADVISORY COMMITTEE No. 15-16 INVESTMENT COMPANY...