ETF Advisory Content

[28803] March 10, 2015 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 5-15 ETF ADVISORY COMMITTEE No. 5-15 RE: NYSE ARCA PROPOSES GENERIC LISTING STANDARDS FOR ACTIVELY MANAGED ETFS   Last week, the Securities and Exchange Commission published for comment the NYSE Arca, Inc.’s proposal...

[28797] March 6, 2015 TO: BOARD OF GOVERNORS No. 2-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 6-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 4-15 ETF ADVISORY COMMITTEE No. 4-15 ICI GLOBAL MEMBERS No. 12-15 INVESTMENT COMPANY DIRECTORS No. 6-15 MONEY MARKET FUNDS ADVISORY COMMITTEE...

[28772] February 25, 2015 TO: SEC RULES COMMITTEE No. 6-15 ETF ADVISORY COMMITTEE No. 3-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 3-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 4-15 RE: MEMBER CALL TO DISCUSS SEC PROPOSAL TO REQUIRE DISCLOSURE OF HEDGING BY EMPLOYEES AND...

[28733] February 13, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 3-15 ETF ADVISORY COMMITTEE No. 2-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 2-15 INVESTMENT COMPANY DIRECTORS No. 5-15 SEC RULES MEMBERS No. 9-15 RE: SEC PROPOSAL TO REQUIRE DISCLOSURE OF HEDGING BY EMPLOYEES...

[28720] February 5, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 3-15 BOARD OF GOVERNORS No. 1-15 CHIEF RISK OFFICER COMMITTEE No. 4-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 2-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 1-15 ETF ADVISORY COMMITTEE No. 1-15 INVESTMENT COMPANY...

[28602] December 19, 2014 TO: ACCOUNTING/TREASURERS MEMBERS No. 21-14 BOARD OF GOVERNORS No. 3-14 CHIEF RISK OFFICER COMMITTEE No. 10-14 CLOSED-END INVESTMENT COMPANY MEMBERS No. 36-14 COMPLIANCE MEMBERS No. 18-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 19-14 ETF ADVISORY COMMITTEE...

[28576] December 12, 2014 TO: ACCOUNTING/TREASURERS MEMBERS No. 18-14 CHIEF RISK OFFICER COMMITTEE No. 9-14 CLOSED-END INVESTMENT COMPANY MEMBERS No. 34-14 COMPLIANCE MEMBERS No. 17-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 17-14 ETF ADVISORY COMMITTEE No. 17-14 INVESTMENT COMPANY...

[28560] December 8, 2014 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 32-14 COMPLIANCE MEMBERS No. 16-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 85-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 16-14 ETF ADVISORY COMMITTEE No. 16-14 INVESTMENT ADVISER MEMBERS No. 31-14 SEC RULES...

[28360] September 3, 2014 TO: ETF ADVISORY COMMITTEE No. 15-14 ICI GLOBAL ASIA PACIFIC CHAPTER No. 8-14 ICI GLOBAL ASIA PACIFIC FUND PASSPORTS TASK FORCE ICI GLOBAL ASIA PACIFIC SENIOR LEADERS No. 7-14 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 4-14 ICI GLOBAL STEERING COMMITTEE...

[28259] July 10, 2014 TO: ETF ADVISORY COMMITTEE No. 14-14 ICI GLOBAL ASIA PACIFIC CHAPTER No. 6-14 ICI GLOBAL ASIA PACIFIC FUND PASSPORTS TASK FORCE ICI GLOBAL ASIA PACIFIC SENIOR LEADERS No. 6-14 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 3-14 ICI GLOBAL STEERING COMMITTEE No. 9...