ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry.
ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.
[22915] September 25, 2008 TO: SEC RULES MEMBERS No. 102-08 EQUITY MARKETS ADVISORY COMMITTEE No. 48-08 ETF ADVISORY COMMITTEE No. 27-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 42-08 RE: SEC ISSUES GUIDANCE ON EMERGENCY ORDER CONCERNING DISCLOSURE OF SHORT SELLING ACTIVITY The...
[22906] September 24, 2008 TO: SEC RULES MEMBERS No. 98-08 ETF ADVISORY COMMITTEE No. 26-08 EQUITY MARKETS ADVISORY COMMITTEE No. 47-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 39-08 RE: SEC STAFF ISSUES GUIDANCE ON TEMPORARY NAKED SHORT SELLING RULE The Securities and Exchange...
[22893] September 22, 2008 TO: ETF ADVISORY COMMITTEE No. 24-08 EQUITY MARKETS ADVISORY COMMITTEE No. 44-08 SEC RULES MEMBERS No. 93-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 37-08 RE: SEC ISSUES AMENDMENTS TO SHORT SALE EMERGENCY ORDERS AND EXPANDS RELATED ENFORCEMENT EFFORTS...
[22888] September 19, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 43-08 ETF ADVISORY COMMITTEE No. 23-08 SEC RULES MEMBERS No. 90-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 36-08 RE: SEC ISSUES ADDITIONAL EMERGENCY ORDERS RELATED TO SHORT SELLING AND ISSUER REPURCHASES The...
[22884] September 18, 2008 TO: SEC RULES MEMBERS No. 89-08 EQUITY MARKETS ADVISORY COMMITTEE No. 42-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 34-08 ETF ADVISORY COMMITTEE No. 22-08 RE: SEC ISSUES NEW RULES TO COMBAT NAKED SHORT SELLING The Securities and Exchange Commission issued...
[22836] September 2, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 28-08 BROKER/DEALER ADVISORY COMMITTEE No. 30-08 ETF ADVISORY COMMITTEE No. 21-08 OPERATIONS MEMBERS No. 13-08 RESEARCH COMMITTEE No. 7-08 SEC RULES MEMBERS No. 83-08 SMALL FUNDS MEMBERS No. 53-08...
[22763] August 4, 2008 TO: ACCOUNTING/TREASURERS MEMBERS No. 16-08ETF ADVISORY COMMITTEE No. 21-08SEC RULES MEMBERS No. 73-08SMALL FUNDS MEMBERS No. 48-08TECHNOLOGY COMMITTEE No. 22-08XBRL WORKING GROUP RE: ICI COMMENT LETTERS ON SEC XBRL PROPOSALS As we previously...
Latest Comment Letters:
TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Response to the European Commission on the Savings and Investments Union