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23075

SEC Adopts "Summary Prospectus" Rule and Related Amendments to Form N-1A

    [23075]   November 19, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 18-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 37-08 BOARD OF GOVERNORS No. 14-08 BROKER/DEALER ADVISORY COMMITTEE No. 43-08 ETF ADVISORY COMMITTEE No. 35-08 INVESTMENT COMPANY DIRECTORS No. 25-08...
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Memo#
23053

SEC Adopts Rules Mandating Edgar Filing of Exemptive Applications

    [23053]   November 5, 2008   TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 58-08 ETF ADVISORY COMMITTEE No. 34-08 INVESTMENT ADVISER MEMBERS No. 18-08 SEC RULES MEMBERS No. 134-08 SMALL FUNDS MEMBERS No. 69-08 UNIT INVESTMENT TRUST MEMBERS No. 12-08     RE: SEC ADOPTS RULES...
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Memo#
23036

Revised XBRL Taxonomy Available for Public Comment

    [23036]   October 28, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 15-08 ETF ADVISORY COMMITTEE No. 33-08 SEC RULES COMMITTEE No. 76-08 SMALL FUNDS COMMITTEE No. 29-08 TECHNOLOGY COMMITTEE No. 29-08 XBRL SUBCOMMITTEE     RE: REVISED XBRL TAXONOMY AVAILABLE FOR PUBLIC COMMENT   As...
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Memo#
23013

SEC Adopts Series of Rules to Address Short Selling

    [23013] October 23, 2008 TO: ETF ADVISORY COMMITTEE No. 32-08 EQUITY MARKETS ADVISORY COMMITTEE No. 56-08 SEC RULES COMMITTEE No. 74-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-08 ACCOUNTING/TREASURERS COMMITTEE No. 13-08 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-08...
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Memo#
22927

SEC Issues Guidance on Securities Lending and Short Sales

[22927] September 29, 2008 TO: ETF ADVISORY COMMITTEE No. 28-08 EQUITY MARKETS ADVISORY COMMITTEE No. 49-08 SEC RULES MEMBERS No. 105-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 44-08 ACCOUNTING/TREASURERS MEMBERS No. 22-08 INVESTMENT ADVISER MEMBERS No. 12-08 COMPLIANCE MEMBERS No...