Closed-End Investment Company Content

[23417] April 23, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-09 RE: DRAFT AGENDA FOR MAY 13TH COMMITTEE MEETING As previously announced, a meeting of the Closed-End Investment Company Committee has been scheduled for Wednesday, May 13th at the New York Stock Exchange, 2...

    [23407]   April 20, 2009 TO: SEC RULES COMMITTEE No. 18-09 EQUITY MARKETS ADVISORY COMMITTEE No. 17-09 ETF ADVISORY COMMITTEE No. 9-09 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-09     RE: SEC PROPOSES SHORT SALE REGULATION; CONFERENCE CALL SCHEDULED FOR APRIL 22   The...

    [23393]   April 15, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 4-09     RE: NOTICE OF CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING - MAY 13, 2009 AT NEW YORK STOCK EXCHANGE   A meeting of the Closed-End Investment Company Committee has been scheduled for Wednesday...

    [23327]   March 18, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-09ETF ADVISORY COMMITTEE No. 6-09SEC RULES COMMITTEE No. 12-09SMALL FUNDS COMMITTEE No. 4-09     RE: ICI DRAFT COMMENT LETTER ON NYSE PROPOSAL REGARDING BROKER VOTING ON ELECTIONS OF DIRECTORS AND...

    [23297]   March 5, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-09 ETF ADVISORY COMMITTEE No. 5-09 SEC RULES COMMITTEE No. 11-09 SMALL FUNDS COMMITTEE No. 2-09     RE: SEC PUBLISHES FOR COMMENT NYSE PROPOSAL REGARDING BROKER VOTING ON ELECTIONS OF DIRECTORS AND...

    [23231]   February 4, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1-09     RE: DRAFT ICI QUARTERLY SURVEY OF CLOSED-END FUNDS; YOUR COMMENTS REQUESTED BY FEBRUARY 11th   At the last committee meeting, we discussed the possibility of the Institute collecting additional...

    [23116]   December 10, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 21-08 CHIEF COMPLIANCE OFFICER COMMITTEE No. 21-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 34-08 COMPLIANCE ADVISORY COMMITTEE No. 19-08 ETF ADVISORY COMMITTEE No. 36-08 EQUITY MARKETS ADVISORY COMMITTEE No...

    [23013] October 23, 2008 TO: ETF ADVISORY COMMITTEE No. 32-08 EQUITY MARKETS ADVISORY COMMITTEE No. 56-08 SEC RULES COMMITTEE No. 74-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-08 ACCOUNTING/TREASURERS COMMITTEE No. 13-08 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-08...

[22903] September 23, 2008 TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 13-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 32-08 COMPLIANCE ADVISORY COMMITTEE No. 15-08 EQUITY MARKETS ADVISORY COMMITTEE No. 46-08 FIXED-INCOME ADVISORY COMMITTEE No. 27-08 INTERNATIONAL COMMITTEE No. 24-08...

    [22883]   September 19, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 31-08 FIXED-INCOME ADVISORY COMMITTEE No. 25-08 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 23-08 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 35-08 TAX COMMITTEE No. 30-08     RE: IRS NOTICE ADDRESSES...