Closed-End Investment Company Content

    [22030]   December 10, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 39-07 INVESTMENT ADVISERS COMMITTEE No. 20-07 SEC RULES COMMITTEE No. 93-07 SMALL FUNDS COMMITTEE No. 40-07     RE: DRAFT INSTITUTE COMMENT LETTER ON SEC PROPOSAL TO MANDATE EDGAR FILINGS OF EXEMPTIVE...

  [21936]   November 8, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 38-07 INVESTMENT ADVISERS COMMITTEE No. 19-07 SEC RULES COMMITTEE No. 85-07 SMALL FUNDS COMMITTEE No. 38-07 RE: SEC PROPOSES TO MANDATE EDGAR FILING OF EXEMPTIVE APPLICATIONS; CONFERENCE CALL ON NOVEMBER 15  ...

  [21896]   October 25, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 37-07 RE: REMARKS BY SEC'S DIVISION OF INVESTMENT MANAGEMENT DIRECTOR AT CLOSED-END FUND WORKSHOP   The Director of the SEC’s Division of Investment Management, Andrew (“Buddy”) Donohue, spoke at the...

    [21819]   October 10, 2007 TO: BOARD OF GOVERNORS No. 24-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 36-07 INDEPENDENT DIRECTORS COUNCIL No. 3-07 INVESTMENT COMPANY DIRECTORS No. 23-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 28-07 SEC RULES COMMITTEE No. 83-07 SMALL FUNDS MEMBERS...

    [21692]   October 1, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 35-07 INVESTMENT ADVISERS COMMITTEE No. 18-07 SEC RULES COMMITTEE No. 75-07 SMALL FUNDS COMMITTEE No. 36-07     RE: DRAFT INSTITUTE COMMENT LETTER ON SEC PROPOSAL TO AMEND REGULATION D; OCTOBER 3rd...

  [21655]   September 24, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 34-07 SEC RULES COMMITTEE No. 71-07 SMALL FUNDS COMMITTEE No. 35-07 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC PROPOSALS REGARDING SHAREHOLDER ACCESS; SEPTEMBER 26TH CONFERENCE CALL   As you know, the...

    [21621]   September 21, 2007 TO: ACCOUNTING/TREASURERS COMMITTEE No. 19-07 BANK AND TRUST ADVISORY COMMITTEE No. 34-07 BROKER/DEALER ADVISORY COMMITTEE No. 57-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-07 OPERATIONS COMMITTEE No. 24-07 TAX COMMITTEE No. 39-07 TRANSFER AGENT...

  [21609]   September 18, 2007 TO: COMPLIANCE ADVISORY COMMITTEE No. 19-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 32-07 UNIT INVESTMENT TRUST COMMITTEE No. 8-07 INVESTMENT ADVISERS COMMITTEE No. 17-07 PRIVACY ISSUES WORKING GROUP No. 9-07 SMALL FUNDS COMMITTEE No. 34-07...

    [21565]   September 6, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 31-07 RE: DRAFT AGENDA FOR WEDNESDAY, OCTOBER 10, 2007 MEETING   A meeting of the Closed-End Investment Company Committee has been scheduled for Wednesday, October 10, 2007 at the Marriott New York...

[21508]   August 24, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 30-07 RE: NOTICE OF CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING -- OCTOBER 10, 2007   A meeting of the Closed-End Investment Company Committee has been scheduled for Wednesday, October 10, 2007 at the...