Closed-End Investment Company Content

[22872] September 17, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 30-08 RE: DRAFT AGENDA FOR OCTOBER 6TH COMMITTEE MEETING As previously announced, a meeting of the Closed-End Investment Company Committee has been scheduled for Monday, October 6th at the Hilton New York, 1335...

    [22802]   August 20, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 29-08     RE: NOTICE OF CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING -- OCTOBER 6, 2008 IN NEW YORK CITY   A meeting of the Closed-End Investment Company Committee has been scheduled for Monday, October 6...

    [22789]   August 15, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-08 BANK AND TRUST ADVISORY COMMITTEE No. 25-08 BROKER/DEALER ADVISORY COMMITTEE No. 26-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 28-08 OPERATIONS COMMITTEE No. 14-08 TAX COMMITTEE No. 27-08 TRANSFER AGENT...

    [22783]   August 13, 2008 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 5-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-08 SEC RULES COMMITTEE No. 59-08     RE: SEC GUIDANCE ON THE USE OF COMPANY WEB SITES   The Securities and Exchange Commission recently issued...

    [22792]   August 12, 2008 TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 9-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 26-08 COMPLIANCE ADVISORY COMMITTEE No. 12-08 EQUITY MARKETS ADVISORY COMMITTEE No. 36-08 FIXED-INCOME ADVISORY COMMITTEE No. 22-08 INTERNATIONAL COMMITTEE No. 20...

[22683] July 11, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 25-08 SEC RULES COMMITTEE No. 47-08 RE: INSTITUTE SUBMITS LETTER TO SEC STAFF ON LIQUIDITY PROTECTED PREFERRED SHARES Earlier today we submitted a letter to the Staff of the Securities and Exchange Commission asking...

[22612] June 17, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-08SEC RULES COMMITTEE No. 40-08 RE: SEC STAFF ISSUES NO-ACTION LETTER REGARDING LIQUIDITY PROTECTED PREFERRED SHARES On June 13, 2008, the staff of the Securities and Exchange Commission issued a letter providing...

    [22562]   May 27, 2008 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 22-08 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 12-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 9-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-08     RE: MSRB SEEKS COMMENT ON INCREASING AVAILABLE...

    [22514]   May 16, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 22-08 ETF ADVISORY COMMITTEE No. 10-08 SEC RULES COMMITTEE No. 36-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-08     RE: ICI DRAFT COMMENT LETTER ON THE SEC’S PROPOSED ANTI-FRAUD SHORT SALE RULE   As we...

    [22497]   May 6, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-08 SEC RULES COMMITTEE No. 35-08     RE: SEC COMMENTS ON ICI LETTER REQUESTING RELIEF FROM ASSET COVERAGE REQUIREMENTS FOR AMPS ISSUERS; MAY 8TH CONFERENCE CALL   As you know, the ICI previously submitted to...