Closed-End Investment Company Content

    [23895]   October 22, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 26-09 SEC RULES COMMITTEE No. 62-09 SMALL FUNDS COMMITTEE No. 19-09     RE: SEC PROPOSES REVISIONS TO RULES REQUIRING INTERNET AVAILABILITY OF PROXY MATERIALS   The Securities and Exchange Commission has...

    [23887]   October 20, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 25-09     RE: DRAFT AGENDA FOR NOVEMBER 4TH COMMITTEE MEETING   As previously announced, a meeting of the Closed-End Investment Company Committee has been scheduled for Wednesday, November 4th at the...

    [23877]   October 15, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-09 EQUITY MARKETS ADVISORY COMMITTEE No. 44-09 FIXED-INCOME ADVISORY COMMITTEE No. 22-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 42-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 48-09 SEC RULES...

    [23836]   October 1, 2009 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 2-09 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-09 SEC RULES COMMITTEE No. 59-09     RE: FINRA REQUESTS COMMENT ON PROPOSED AMENDMENTS TO ADVERTISING RULES; OCTOBER 7TH CONFERENCE CALL   The Financial...

    [23829]   September 30, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-09 ETF ADVISORY COMMITTEE No. 30-09 SEC RULES COMMITTEE No. 57-09     RE: ICI DRAFT COMMENT LETTER ON PROPOSED CHANGES TO NYSE CORPORATE GOVERNANCE REQUIREMENTS; YOUR COMMENTS REQUESTED BY OCTOBER 2ND...

    [23823]   September 30, 2009 TO: ACCOUNTING/TREASURERS COMMITTEE No. 19-09 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-09 INTERNATIONAL COMMITTEE No. 16-09 TAX COMMITTEE No. 27-09     RE: DATA COLLECTION FOR 2009 PFIC SURVEY UPDATE   Each year, the Institute collects...

    [23801]   September 17, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-09 ETF ADVISORY COMMITTEE No. 28-09 EQUITY MARKETS ADVISORY COMMITTEE No. 39-09 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-09 SEC RULES COMMITTEE No. 54-09     RE: DRAFT ICI COMMENT LETTER ON SEC...

    [23797]   September 17, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-09     RE: NOTICE OF CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING - NOVEMBER 4, 2009   A meeting of the Closed-End Investment Company Committee has been scheduled for Wednesday , November 4th at the...

    [23802]   September 17, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-09 ETF ADVISORY COMMITTEE No. 29-09 SEC RULES COMMITTEE No. 55-09     RE: PROPOSED CHANGES TO NYSE CORPORATE GOVERNANCE REQUIREMENTS; YOUR COMMENTS REQUESTED BY SEPTEMBER 28TH   The Securities and...

    [23781]   September 10, 2009 TO: ACCOUNTING/TREASURERS COMMITTEE No. 15-09 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-09 RISK MANAGEMENT ADVISORY COMMITTEE No. 9-09 SEC RULES COMMITTEE No. 52-09     RE: DRAFT ICI LETTER ON SEC PROPOSAL TO ENHANCE COMPENSATION AND GOVERNANCE...