Closed-End Investment Company Content

[24685] November 4, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-10 RE: DRAFT AGENDA FOR NOVEMBER 16, 2010 COMMITTEE MEETING   As previously announced, a meeting of the Closed-End Investment Company Committee has been scheduled for Tuesday, November 16th at the Le Parker...

  [24681]   November 3, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-10 SEC RULES COMMITTEE No. 48-10 SMALL FUNDS COMMITTEE No. 20-10 RE: CONFERENCE CALL ON PROPOSED AMENDMENTS TO FORM N-PX -- PROXY VOTE DISCLOSURE BY INSTITUTIONAL INVESTORS; TUESDAY, NOVEMBER 9TH AT 2:00 P...

    [24632]   October 20, 2010 TO: CLOSED‑END INVESTMENT COMPANY COMMITTEE No. 21-10 SEC RULES COMMITTEE No. 44-10 SMALL FUNDS COMMITTEE No. 59-10 RE: SEC PROPOSES TWO RULES TO IMPLEMENT SECTION 951 OF THE DODD‑FRANK ACT   The Securities and Exchange Commission has proposed two rules...

  [24600]   October 8, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-10 ETF ADVISORY COMMITTEE No. 43-10 SEC RULES COMMITTEE No. 40-10 RE: DRAFT LETTER ON NFA PETITION TO NARROW CFTC RULE 4.5 EXCLUSION FOR INVESTMENT COMPANIES; COMMENTS DUE TO ICI BY OCTOBER 14   The...

  [24572]   October 4, 2010 TO: SEC RULES COMMITTEE No. 39-10 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-10 SMALL FUNDS COMMITTEE No. 13-10 RE: DRAFT ICI COMMENT LETTER ON SEC CONCEPT RELEASE ON PROXY SYSTEM; COMMENTS REQUESTED BY OCTOBER 12TH   As you may recall, in July, the...

  [24547]   September 22, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-10 RE: NOTICE OF CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING-TUESDAY, NOVEMBER 16TH, 2010 IN NEW YORK CITY   A meeting of the Closed-End Investment Company Committee has been scheduled for Tuesday...

[24545]   September 15, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 26-10 ETF ADVISORY COMMITTEE No. 38-10 EQUITY MARKETS ADVISORY COMMITTEE No. 34-10 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 36-10 FIXED-INCOME ADVISORY...

[24514]   August 27, 2010 TO: TAX COMMITTEE No. 26-10 TRANSFER AGENT ADVISORY COMMITTEE No. 51-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 29-10 BROKER/DEALER ADVISORY COMMITTEE No. 36-10 OPERATIONS COMMITTEE No. 23-10 ACCOUNTING/TREASURERS COMMITTEE No. 10-10 CLOSED-END...

  [24464]   August 4, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 23-10 ETF ADVISORY COMMITTEE No. 34-10 EQUITY MARKETS ADVISORY COMMITTEE No. 31-10 SEC RULES COMMITTEE No. 32-10 RE: ICI DRAFT COMMENT LETTER ON SEC CONSOLIDATED...

  [24461]   August 2, 2010 TO: ACCOUNTING/TREASURERS COMMITTEE No. 8-10 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-10 FIXED-INCOME ADVISORY COMMITTEE No. 13-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 32-10 RE: ICI DRAFT COMMENT LETTER ON FASB ACCOUNTING FOR FINANCIAL INSTRUMENTS...