Closed-End Investment Company Content

  [25079] April 11, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 9-11 ETF ADVISORY COMMITTEE No. 23-11 EQUITY MARKETS ADVISORY COMMITTEE No. 19-11 SEC RULES COMMITTEE No. 31-11 RE: SEC PUBLISHES LIMIT UP-LIMIT DOWN PROPOSAL   The...

  [25068] April 6, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-11 RE: DRAFT AGENDA FOR MAY 12TH CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING   As previously announced, a meeting of the Closed-End Investment Company Committee has been scheduled for Thursday, May 12th at...

[25070]   April 6, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF ADVISORY COMMITTEE No. 22-11 FIXED-INCOME ADVISORY COMMITTEE No. 30-11 SEC RULES COMMITTEE No. 28-11 SMALL FUNDS COMMITTEE No. 12-11 RE: DRAFT ICI LETTER ON CFTC...

  [25065] April 5, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-11 ETF ADVISORY COMMITTEE No. 21-11 SEC RULES COMMITTEE No. 27-11 RE: SEC PROPOSAL REGARDING LISTING STANDARDS FOR COMPENSATION COMMITTEES; YOUR COMMENTS REQUESTED BY APRIL 13TH   The Securities and Exchange...

  [25041] March 23, 2011 TO: SEC RULES COMMITTEE No. 23-11 FIXED-INCOME ADVISORY COMMITTEE No. 27-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 16-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-11 RE: ICI COMMENT LETTER ON FDIC INTERIM FINAL RULE IMPLEMENTING ORDERLY LIQUIDATION...

  [25042] March 23, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-11 FIXED-INCOME ADVISORY COMMITTEE No. 28-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 17-11 SEC RULES COMMITTEE No. 24-11 RE: FDIC PROPOSES TO IMPLEMENT ADDITIONAL ORDERLY LIQUIDATION AUTHORITY PROVISIONS OF...

  [25026] March 15, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-11 RE: NOTICE OF CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING -THURSDAY, MAY 12TH IN WASHINGTON, DC   A meeting of the Closed-End Investment Company Committee has been scheduled for Thursday, May 12th at...

  [25004] March 4, 2011 TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 6-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-11 RISK MANAGEMENT COMMITTEE No. 3-11 SEC RULES COMMITTEE No. 20-11 RE: SEC PROPOSES RULES ON INCENTIVE-BASED COMPENSATION ARRANGEMENTS; CONFERENCE CALL ON FRIDAY...

  [25002] March 3, 2011 TO: SEC RULES COMMITTEE No. 19-11 FIXED-INCOME ADVISORY COMMITTEE No. 26-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 13-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-11 RE: DRAFT ICI COMMENT LETTER ON FDIC INTERIM FINAL RULE IMPLEMENTING CERTAIN ORDERLY...

[24983] February 22, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 11-11 SEC RULES COMMITTEE No. 18-11 RE: DRAFT ICI LETTER ON FSOC PROPOSAL REGARDING DESIGNATION OF NONBANK FIRMS FOR HEIGHTENED SUPERVISION; RESPOND BY 2/24   As...