Closed-End Investment Company Content

    [24137]   February 17, 2010 TO: SEC RULES COMMITTEE No. 7-10 EQUITY MARKETS ADVISORY COMMITTEE No. 5-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 3-10 ETF ADVISORY COMMITTEE No. 5-10 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-10     RE: DRAFT ICI COMMENT LETTER ON SEC PROPOSAL...

    [24099]   January 26, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-10 EQUITY MARKETS ADVISORY COMMITTEE No. 2-10 FIXED-INCOME ADVISORY COMMITTEE No. 1-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 4-10 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 2-10 SEC RULES COMMITTEE...

    [24077]   January 13, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1-10 ETF ADVISORY COMMITTEE No. 1-10 SEC RULES COMMITTEE No. 2-10 SMALL FUNDS COMMITTEE No. 1-10     RE: SEC APPROVES NYSE AMEX PROPOSAL REGARDING BROKER VOTING ON ELECTIONS OF DIRECTORS AND INVESTMENT...

    [24023]   December 17, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-09 ETF ADVISORY COMMITTEE No. 42-09 SEC RULES COMMITTEE No. 73-09 SMALL FUNDS COMMITTEE No. 21-09     RE: COMMENT PERIOD ON PROXY ACCESS PROPOSAL RE-OPENED; COMMENTS DUE TO SEC ON JANUARY 19, 2010   The...

[24010]   December 11, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 32-09 EQUITY MARKETS ADVISORY COMMITTEE No. 57-09 FIXED-INCOME ADVISORY COMMITTEE No. 32-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 53-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 61-09 SEC RULES COMMITTEE...

    [24009]   December 10, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 31-09 EQUITY MARKETS ADVISORY COMMITTEE No. 56-09 FIXED-INCOME ADVISORY COMMITTEE No. 31-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 52-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 60-09 SEC RULES...

    [23967]   November 20, 2009 TO: SEC RULES COMMITTEE No. 67-09 EQUITY MARKETS ADVISORY COMMITTEE No. 51-09 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 11-09 ETF ADVISORY COMMITTEE No. 39-09 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 30-09     RE: DRAFT ICI COMMENT LETTER ON SEC...

    [23943]   November 10, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 29-09 SEC RULES COMMITTEE No. 65-09 SMALL FUNDS COMMITTEE No. 20-09     RE: DRAFT ICI LETTER ON PROPOSED REVISIONS TO RULES REQUIRING INTERNET AVAILABILITY OF PROXY MATERIALS   As you know, the Securities...

    [23931]   November 5, 2009 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 3-09 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 28-09 SEC RULES COMMITTEE No. 64-09     RE: ICI DRAFT COMMENT LETTER ON FINRA ADVERTISING PROPOSAL; NOVEMBER 12TH CONFERENCE CALL   The Institute has...

    [23903]   October 27, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-09     RE: REMINDER:  NOVEMBER 4TH CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING   As previously announced, a meeting of the Closed-End Investment Company Committee has been scheduled for Wednesday...