Closed-End Investment Company Content

    [22471]   April 30, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-08 SEC RULES COMMITTEE No. 32-08     RE: INSTITUTE SUBMITS DRAFT NO-ACTION LETTER ON LIQUIDITY PROTECTED PREFERRED STOCK   Earlier today we submitted a letter, in draft, to the Staff of the Securities and...

    [22457]   April 23, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-08     RE: DRAFT ICI LETTER ON LIQUIDITY PROTECTED PREFERRED STOCK   As you know, we have been working with members on two separate requests for regulatory relief related to the issues closed-end funds...

    [22453]   April 23, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-08     RE: REMINDER OF MAY 1, 2008 CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING AND FINAL AGENDA   As previously announced, the Closed-End Investment Company Committee meeting will be held on Thursday...

    [22444]   DRAFT April 18, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-08 SEC RULES COMMITTEE No. 29-08 SMALL FUNDS COMMITTEE No. 14-08     RE: REPORTS ON BEST PRACTICES FOR HEDGE FUND MANAGERS AND HEDGE FUND INVESTORS; RECOMMENDATIONS OPEN FOR PUBLIC COMMENT   Earlier...

    [22425]   April 14, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-08     RE: DRAFT ICI LETTER REQUESTING RELIEF FROM ASSET COVERAGE REQUIREMENTS FOR AMPS ISSUERS   As you know, we have been working with members on two separate requests for regulatory relief related to...

    [22407]   April 9, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-08 COMPLIANCE ADVISORY COMMITTEE No. 7-08 INVESTMENT ADVISERS COMMITTEE No. 7-08 OPERATIONS COMMITTEE No. 8-08 PRIVACY ISSUES WORKING GROUP No. 2-08 SEC RULES COMMITTEE No. 28-08 SMALL FUNDS COMMITTEE No...

    [22394]   April 8, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-08     RE: DRAFT AGENDA FOR MAY 1, 2008 MEETING   A meeting of the Closed-End Investment Company Committee has been scheduled for Thursday, May 1st at the offices of the Investment Company Institute, 1401 H...

    [22386]   April 3, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-08 FIXED-INCOME ADVISORY COMMITTEE No. 9-08 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 7-08 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 17-08 TAX COMMITTEE No. 11-08     RE: IRS REVISES GUIDANCE ON...

    [22381]   March 28, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 15-08 ETF ADVISORY COMMITTEE No. 6-08 SEC RULES COMMITTEE No. 26-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-08     RE: SEC PROPOSES ANTI-FRAUD SHORT SALE RULE; CONFERENCE CALL SCHEDULED FOR APRIL 9, 2008  ...

    [22379]   March 28, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 14-08 ETF ADVISORY COMMITTEE No. 5-08 SEC RULES MEMBERS No. 29-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-08     RE: SEC PROPOSES ANTI-FRAUD SHORT SALE RULE   The Securities and Exchange Commission has...