Closed-End Investment Company Content

[21465]   August 10, 2007 TO: BOARD OF GOVERNORS No. 20-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 18-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 29-07 COMPLIANCE ADVISORY COMMITTEE No. 17-07 EQUITY MARKETS ADVISORY COMMITTEE No. 47-07 FIXED-INCOME ADVISORY COMMITTEE No. 21-07 INST...

[21454]   August 9, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 28-07 INVESTMENT ADVISERS COMMITTEE No. 16-07 SEC RULES COMMITTEE No. 63-07 SMALL FUNDS COMMITTEE No. 32-07 RE: SEC PROPOSES REVISIONS TO REGULATION D; AUGUST 30TH CONFERENCE CALL   The Securities and Exchange...

[21440]   August 7, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-07 COMPLIANCE ADVISORY COMMITTEE No. 16-07 INVESTMENT ADVISERS COMMITTEE No. 15-07 SEC RULES COMMITTEE No. 62-07 RE: DRAFT NO-ACTION LETTER REGARDING ADVISER CODES OF ETHICS   Attached is a draft letter...

    [21416]   August 2, 2007 TO: CEOS CLOSED-END INVESTMENT COMPANY COMMITTEE No. 25-07 COMPLIANCE ADVISORY COMMITTEE No. 15-07 EQUITY MARKETS ADVISORY COMMITTEE No. 44-07 INTERNATIONAL COMMITTEE No. 22-07INVESTMENT ADVISERS COMMITTEE No. 14-07 PENSION COMMITTEE No. 22-07 PRIMARY...

[21424]   August 2, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 26-07 SEC RULES COMMITTEE No. 61-07 SMALL FUNDS COMMITTEE No. 31-07 RE: SEC ISSUES TWO RELEASES REGARDING SHAREHOLDER PROPOSALS RELATING TO THE ELECTION OF DIRECTORS; AUGUST 22ND CONFERENCE CALL   The Securities...

    [21360]   July 13, 2007 TO: ACCOUNTING/TREASURERS COMMITTEE No. 15-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-07 ETF ADVISORY COMMITTEE No. 24-07 SEC RULES COMMITTEE No. 57-07 SMALL FUNDS COMMITTEE No. 27-07 RE: WORKING GROUP TO EXAMINE CUSTODY IMPLICATIONS OF FUND...

    [21354]   July 12, 2007 TO: ACCOUNTING/TREASURERS COMMITTEE No. 14-07 BANK AND TRUST ADVISORY COMMITTEE No. 19-07 BROKER/DEALER ADVISORY COMMITTEE No. 32-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-07 OPERATIONS COMMITTEE No. 14-07 TAX COMMITTEE No. 30-07 TRANSFER AGENT...

    [21324]   July 3, 2007 TO: BOARD OF GOVERNORS No. 18-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-07 INDEPENDENT DIRECTORS COUNCIL No. 2-07 INVESTMENT COMPANY DIRECTORS No. 13-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 13-07 SEC RULES COMMITTEE No. 56-07 SMALL FUNDS MEMBERS No...

    [21311]   June 28, 2007 TO: SEC RULES COMMITTEE No. 55-07 EQUITY MARKETS ADVISORY COMMITTEE No. 35-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 17-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 17-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-07 SMALL FUNDS COMMITTEE No...

    [21243]   June 13, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-07 RE: ICI TO DEVELOP PROPOSAL TO MODERNIZE CERTAIN CUSTODY RULES UNDER THE INVESTMENT COMPANY ACT; CONFERENCE CALL ON JUNE 26   As requested by the staff of the Securities and Exchange Commission, the...