Closed-End Investment Company Content

    [20932]   March 9, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-07 ETF ADVISORY COMMITTEE No. 11-07 FIXED-INCOME ADVISORY COMMITTEE No. 5-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 4-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 3-07 SEC RULES COMMITTEE No. 24-07...

  URGENT/ACTION REQUESTED [20928]   March 5, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-07 INVESTMENT ADVISERS COMMITTEE No. 5-07 SEC RULES COMMITTEE No. 22-07 SMALL FUNDS COMMITTEE No. 9-07     RE: DRAFT COMMENT LETTER ON PROPOSED INVESTMENT ADVISER ANTIFRAUD RULES AND...

[20908]   March 1, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 7-07     RE: NOTICE OF CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING- APRIL 12, 2007   A meeting of the Closed-End Investment Company Committee has been scheduled for Thursday, April 12, 2007 at the offices of...

    [20899]   February 23, 2007 TO: SEC RULES COMMITTEE No. 19-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-07 ETF ADVISORY COMMITTEE No. 8-07 EQUITY MARKETS ADVISORY COMMITTEE No. 10-07 UNIT INVESTMENT TRUST COMMITTEE No. 1-07     RE: NASD AND NYSE PROPOSALS RELATING TO RESEARCH...

    [20872]   February 21, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-07 SEC RULES COMMITTEE No. 17-07 SMALL FUNDS COMMITTEE No. 6-07     RE: DRAFT ICI COMMENTS ON SEC STAFF ECONOMIC PAPERS RELATING TO FUND GOVERNANCE   Late last year, the Securities and Exchange...

    [20826]   January 29, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 4-07 SEC RULES COMMITTEE No. 10-07 SMALL FUNDS COMMITTEE No. 3-07     RE: SEC ADOPTS RULES PERMITTING USE OF INTERNET TO FURNISH PROXY MATERIALS; PROPOSES TO REQUIRE THAT PROXY MATERIALS BE MADE AVAILABLE...

    [20822]   January 29, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 2-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-07 SEC RULES COMMITTEE No. 9-07     RE: SEC ISSUES RULE PROPOSALS RELATING TO SHORT SELLING   The SEC has issued two rule proposals relating to short selling. ...

    [20788]   January 16, 2007 TO: BOARD OF GOVERNORS No. 3-07 INVESTMENT COMPANY DIRECTORS No. 3-07 INDEPENDENT DIRECTORS COUNCIL No. 1-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 3-07 SEC RULES COMMITTEE No. 4-07 SMALL FUNDS MEMBERS No...

    [20772]   January 9, 2007 TO: SEC RULES COMMITTEE No. 3-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1-07 INVESTMENT ADVISERS COMMITTEE No. 1-07 SMALL FUNDS COMMITTEE No. 1-07     RE: SEC PROPOSES NEW RULES PROHIBITING FRAUD BY INVESTMENT ADVISERS TO POOLED INVESTMENT VEHICLES...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20587] November 15, 2006 TO: 529 PLAN ADVISORY COMMITTEE No...