Closed-End Investment Company Content

[29818] April 8, 2016 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 4-16 RE: REMINDER: APRIL 27 CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING; DRAFT AGENDA ATTACHED   The next meeting of the Closed-End Investment Company Committee will take place, Wednesday, April 27, 2016 at the...

[29765] March 11, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 4-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 5-16 CHIEF RISK OFFICER COMMITTEE No. 5-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-16 COMPLIANCE ADVISORY COMMITTEE No. 2-16 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 6-16...

[29746] March 3, 2016 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-16 RE: NOTICE OF CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING - WEDNESDAY, APRIL 27   A meeting of the Closed-End Investment Company Committee has been scheduled for Wednesday, April 27, 2016 at the offices of...

[29743] March 2, 2016 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1-16 SEC RULES COMMITTEE No. 9-16 SMALL FUNDS COMMITTEE No. 8-16 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 3-16 RE: ICI DRAFT SECOND COMMENT LETTER ON SEC PROPOSAL FOR MODERNIZATION OF SHAREHOLDER REPORT...

[29593] December 23, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-15 RE: 2016 CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING SCHEDULE   As 2015 draws to a close, we want to provide you with the dates for the 2016 Closed-End Investment Company Committee meetings and ask...

[29436] October 21, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-15 RE: NOTICE OF CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING AND DINNER - TUESDAY, NOVEMBER 3, 2015; DRAFT AGENDA ATTACHED   As you know, the next meeting of the Closed-End Investment Company Committee...

  [29413] October 7, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-15 RE: NOTICE OF CLOSED-END INVESTMENT COMPANY MEETING AND DINNER - TUESDAY, NOVEMBER 3, 2015   A meeting of the Closed-End Investment Company Committee has been scheduled for Tuesday, November 3, 2015 at the...

[29328] September 9, 2015 TO: INVESTMENT COMPANY DIRECTORS No. 28-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-15 SEC RULES COMMITTEE No. 30-15 ACCOUNTING/TREASURERS COMMITTEE No. 23-15 RE: IDC COMMENT LETTER ON SEC CONCEPT RELEASE ON AUDIT COMMITTEE DISCLOSURE IDC filed the...

[29298] August 31, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 22-15 ETF ADVISORY COMMITTEE No. 21-15 SEC RULES COMMITTEE No. 27-15 SMALL FUNDS COMMITTEE No. 26-15 UNIT INVESTMENT...

[29229] August 6, 2015 TO: TAX MEMBERS No. 17-15 TRANSFER AGENT ADVISORY COMMITTEE No. 39-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 28-15 BROKER/DEALER ADVISORY COMMITTEE No. 38-15 OPERATIONS COMMITTEE No. 17-15 ACCOUNTING/TREASURERS COMMITTEE No. 22-15 CLOSED-END...