Closed-End Investment Company Content

[30842] August 16, 2017 TO: ICI Members Accounting/Treasurers Committee Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Closed-End Investment Company Committee Operations Committee Tax Committee Transfer Agent Advisory Committee SUBJECTS: Tax RE: 2017...

[30837] August 14, 2017 TO: ICI Members Closed-End Investment Company Committee Tax Committee SUBJECTS: Closed-End Funds Tax RE: IRS Issues Guidance Regarding Elective Stock Dividends by REITS and RICS The Internal Revenue Service (“IRS”) has issued guidance treating as dividends...

[30774] July 10, 2017 TO: ICI Members SUBJECTS: Closed-End Funds RE: Financial CHOICE Act Includes Provisions Modernizing Registered Closed-End Fund Offerings and Communications In June, the US House of Representatives approved H.R. 10, the “Financial CHOICE Act of 2017” (the “CHOICE...

[30764] July 3, 2017 TO: ICI Members Investment Company Directors ICI Global Members Closed-End Investment Company Committee ICI Global Regulated Funds Committee SEC Rules Committee Small Funds Committee SUBJECTS: Disclosure Fund Governance International/Global Investment Advisers RE...

[30752] June 22, 2017 TO: AML Compliance Working Group Chief Risk Officer Committee Closed-End Investment Company Committee ICI Global Regulated Funds Committee Pension Committee SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee RE: Treasury Department Seeks...

[30686] April 28, 2017 TO: ICI Members Chief Compliance Officer Committee Closed-End Investment Company Committee SEC Rules Committee Small Funds Committee SUBJECTS: Closed-End Funds Compliance RE: SEC Staff Provides No-Action Position to Closed-End Feeder Fund from Paying Certain...

[30677] April 24, 2017 TO: Closed-End Investment Company Committee RE: Final Reminder and Agenda for Closed-End Investment Company Committee Meeting - Wednesday, April 26 The next meeting of the Closed-End Investment Company Committee will take place this Wednesday, April 26, 2017 at...

[30669] April 7, 2017 TO: Closed-End Investment Company Committee RE: Reminder: April 26, 2017, Closed-End Investment Company Committee Meeting; Draft Agenda Attached The next meeting of the Closed-End Investment Company Committee will take place on Wednesday, April 26, 2017, at the...

[30630] March 9, 2017 TO: Advertising Compliance Advisory Committee Chief Compliance Officer Committee Closed-End Investment Company Committee Internal Sales Managers Roundtable Sales and Marketing Committee SEC Rules Committee Small Funds Committee RE: ICI Draft Comment Letter on...

[30607] March 2, 2017 TO: Closed-End Investment Company Committee RE: Notice of Closed-End Investment Company Committee Spring Meeting - Wednesday, April 26, 2017; Save the Date for Fall Meeting - Wednesday, November 8, 2017 Spring Meeting The spring meeting of the Closed-End...