Closed-End Investment Company Content

[30581] February 10, 2017 TO: ICI Members Investment Company Directors ICI Global Members Closed-End Investment Company Committee ICI Global Regulated Funds Committee ICI Global Steering Committee International Committee SEC Rules Committee Small Funds Committee SUBJECTS: Disclosure...

[30570] February 8, 2017 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee ETF (Exchange-Traded...

[30568] February 7, 2017 TO: ICI Members Chief Compliance Officer Committee Closed-End Investment Company Committee SEC Rules Committee Small Funds Committee SUBJECTS: Closed-End FundsCompliance RE: SEC Staff Issues Interpretive Letter Confirming that Certain Registered Funds of Funds...

[30564] February 3, 2017 TO: Closed-End Investment Company Committee ICI Global Regulated Funds Committee ICI Global Steering Committee International Committee SEC Rules Committee Small Funds Committee RE: Draft ICI Response to FSB Task Force Consultation on Climate Change Disclosure...

[30510] January 10, 2017 TO: ICI Members Investment Company Directors ICI Global Members Closed-End Investment Company Committee ICI Global Regulated Funds Committee ICI Global Steering Committee International Committee SEC Rules Committee Small Funds Committee SUBJECTS: Disclosure...

[30509] January 10, 2017 TO: Investment Company Directors SUBJECTS: Closed-End Funds Fund Governance RE: IDC Comments on SEC's Universal Proxy Proposal IDC filed the attached comment letter on the SEC’s proposal to require the use of universal proxies in connection with contested...

[30489] December 19, 2016 TO: ICI Members Closed-End Investment Company Committee SEC Rules Committee Small Funds Committee SUBJECTS: Closed-End Funds Fund Governance RE: ICI Files Comment Letter with SEC on Proposed Universal Proxy Requirements On December 19, 2016, ICI filed a...

[30477] December 13, 2016 TO: Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee End Of Day Pricing Forum ETF (Exchange-Traded Funds) Committee ETF Advisory...

[30457] December 6, 2016 TO: Closed-End Investment Company Committee SEC Rules Committee Small Funds Committee RE: Draft ICI Comment Letter to SEC on Proposed Universal Proxy Requirements - Your Comments Requested by December 13 As you know, the SEC recently issued proposed amendments...

[30399] November 15, 2016 TO: Closed-End Investment Company Committee SEC Rules Committee Small Funds Committee RE: Member Call on November 21 to Discuss SEC's Proposed Universal Proxy Requirements As you know, the SEC recently issued proposed amendments to the federal proxy rules...