Closed-End Investment Company Content

[30372] November 1, 2016 TO: Closed-End Investment Company Committee SEC Rules Committee Small Funds Committee Variable Insurance Products Advisory Committee RE: SEC Proposes to Exempt Funds from Universal Proxy Requirements The SEC recently issued proposed amendments to the federal...

[30377] November 1, 2016 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Closed-End Funds Disclosure RE: SEC Proposes to Exempt Funds from Universal Proxy Requirements The SEC recently issued proposed amendments to the federal proxy rules that would mandate...

[30350] October 26, 2016 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-16 RE: NOTICE OF CLOSED-END INVESTMENT COMPANY MEETING AND DINNER - WEDNESDAY, NOVEMBER 2 2016; DRAFT AGENDA ATTACHED As you know, the next meeting of the Closed-End Investment Company Committee will take...

[30237] September 12, 2016 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-16 SEC RULES COMMITTEE No. 42-16 SMALL FUNDS COMMITTEE No. 27-16 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 20-16 RE: ICI SUBMITS COMMENT LETTER TO SEC ON NYSE PROPOSED AMENDMENT TO FEES FOR...

[30203] September 2, 2016 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-16 RE: SAVE THE DATE - NOVEMBER 2 CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING & COMMITTEE DINNER   The fall meeting of the Closed-End Investment Company Committee has been scheduled for Wednesday...

[30197] September 1, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 18-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-16 CHIEF RISK OFFICER COMMITTEE No. 25-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-16 COMPLIANCE ADVISORY COMMITTEE No. 10-16 DERIVATIVES MARKETS ADVISORY COMMITTEE...

[30189] August 31, 2016 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-16 SEC RULES COMMITTEE No. 39-16 SMALL FUNDS COMMITTEE No. 25-16 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 18-16 RE: ICI DRAFT COMMENT LETTER ON NYSE PROPOSED AMENDMENT TO FEES FOR SHAREHOLDER REPORT...

[30177] August 26, 2016 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-16 ETF ADVISORY COMMITTEE No. 17-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 18-16 SEC RULES COMMITTEE No. 38-16 RE: DRAFT LETTER TO VARIOUS EXCHANGES CONCERNING CLOSED-END FUND ANNUAL SHAREHOLDER MEETINGS AND...

[30142] August 17, 2016 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-16 SEC RULES COMMITTEE No. 36-16 SMALL FUNDS COMMITTEE No. 22-16 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 16-16 RE: SEC SEEKS COMMENT ON NYSE PROPOSED AMENDMENT TO FEES FOR SHAREHOLDER REPORT DELIVERY...

[30076] July 28, 2016 TO: TAX MEMBERS No. 14-16 TRANSFER AGENT ADVISORY COMMITTEE No. 31-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 23-16 BROKER/DEALER ADVISORY COMMITTEE No. 25-16 OPERATIONS COMMITTEE No. 16-16 ACCOUNTING/TREASURERS COMMITTEE No. 15-16 CLOSED-END INVESTMENT...