Closed-End Investment Company Content

[31135] March 16, 2018 TO: Closed-End Investment Company Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: SEC Proposes Transaction Fee Pilot Program for NMS Stocks; Member Call on March 29 at 11:00 a.m. Eastern Time The...

[31046] January 23, 2018 TO: ICI Members SUBJECTS: Closed-End Funds RE: House Passes Bill to Modernize Certain Registered Closed-End Fund Offerings and Communications Last week, the US House of Representatives approved H.R. 4279, the “Expanding Investment Opportunities Act,” with...

[31004] January 3, 2018 TO: Closed-End Investment Company Committee RE: Save the Date - Closed-End Investment Company Committee Meeting - Wednesday, April 25 The spring in-person meeting of the Closed-End Investment Company Committee has been scheduled for Wednesday, April 25. The...

[30999] January 3, 2018 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Disclosure Investment Advisers Operations Unit Investment Trusts (UITs) Variable Insurance Products RE: ICI Submits Comment Letter on SEC's Proposed Disclosure and Reporting Changes (Related to Incorporation...

[30981] December 14, 2017 TO: Accounting/Treasurers Committee Chief Compliance Officer Committee Closed-End Investment Company Committee ETF (Exchange-Traded Funds) Committee Operations Committee SEC Rules Committee Small Funds Committee Unit Investment Trust Committee RE: ICI Draft...

[30969] December 8, 2017 TO: ICI Members Investment Company Directors SUBJECTS: Audit Committees Closed-End Funds Compensation/Remuneration Compliance Cybersecurity Derivatives Exchange-Traded Funds (ETFs) Fixed Income Securities Fund Accounting & Financial Reporting Investment...

[30943] November 8, 2017 TO: Accounting/Treasurers Committee Chief Compliance Officer Committee Closed-End Investment Company Committee Compliance Advisory Committee ETF (Exchange-Traded Funds) Committee Investment Advisers Committee Operations Committee SEC Rules Committee Small...

[30934] November 3, 2017 TO: Closed-End Investment Company Committee RE: Draft Agenda for November 8 Closed-End Investment Committee Meeting The fall meeting of the Closed-End Investment Company Committee will take place on Wednesday, November 8. The in-person meeting will be held at...

[30930] October 30, 2017 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Closed-End Funds Compliance Cybersecurity Derivatives Disclosure Distribution Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global...

[30893] October 4, 2017 TO: Closed-End Investment Company Committee RE: Notice of Closed-End Investment Company Committee Meeting and Dinner on November 8 The fall meeting of the Closed-End Investment Company Committee will take place on Wednesday, November 8. The in-person meeting...