Closed-End Investment Company Content

[31710] April 11, 2019 TO: Closed-End Investment Company Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Securities Regulation Advisory Group SEC Rules Committee Small Funds Committee Unit Investment Trust Committee Variable Insurance Products Advisory...

[31695] April 2, 2019 TO: ICI Members Closed-End Investment Company Committee SUBJECTS: Closed-End Funds Compliance Disclosure RE: SEC Proposes Amendments to Closed-End Fund Offering and Reporting Requirements; Member Call Scheduled for Tuesday, April 16 at 2 pm (Eastern) The...

[31675] April 2, 2019 TO: Closed-End Investment Company Committee RE: Register for the Closed-End Investment Company Committee Meeting on April 23, 2019 The Spring in-person meeting of the Closed-End Investment Company Committee will take place on Tuesday, April 23, 2019 at the...

[31678] March 26, 2019 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Disclosure Fund Accounting & Financial Reporting Investment Advisers Operations Unit Investment Trusts (UITs) Variable Insurance Products RE: SEC Adopts FAST Act-Related Disclosure Amendments for Funds and...

[31656] March 15, 2019 TO: Closed-End Investment Company Committee RE: Closed-End Investment Company Committee Call to Discuss SEC's Fund of Funds Rulemaking - Tuesday, March 26 at 2 pm (Eastern) The Securities and Exchange Commission recently proposed a new rule and related...

[31627] February 21, 2019 TO: ICI Members Chief Compliance Officer Committee Closed-End Investment Company Committee SEC Rules Committee Small Funds Committee SUBJECTS: Compliance RE: SEC Proposes Expanding Pre-Filing Communications with Certain Prospective Investors; Member Call...

[31580] January 28, 2019 TO: Closed-End Investment Company Committee RE: Save the Date - Closed-End Investment Company Committee Meeting - Tuesday, April 23 The spring in-person meeting of the Closed-End Investment Company Committee has been scheduled for Tuesday, April 23. The...

[31570] January 22, 2019 TO: ICI Members Closed-End Investment Company Committee SUBJECTS: Closed-End Funds Disclosure RE: SEC Excludes Closed-End Funds from Final Rule Requiring Disclosure of Hedging Practices and Policies In December, the Securities and Exchange Commission adopted a...

[31547] January 4, 2019 TO: ICI MembersICI Global MembersClosed-End Investment Company Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: SEC Adopts Transaction Fee Pilot Program for NMS Stocks The Securities and Exchange...

[31540] January 2, 2019 TO: ICI Members Investment Company Directors Closed-End Investment Company Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Securities Regulation Advisory Group SEC Rules Committee Small Funds Committee Unit Investment Trust Committee...