Closed-End Investment Company Content

[28924] April 27, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 8-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 9-15 BROKER/DEALER ADVISORY COMMITTEE No. 14-15 CHIEF RISK OFFICER COMMITTEE No. 9-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 7-15 COMPLIANCE MEMBERS No. 13-15 END...

[28885] April 8, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-15 RE: DRAFT AGENDA FOR CLOSED- END INVESTMENT COMPANY COMMITTEE MEETING - TUESDAY, APRIL 21, 2015   A meeting of the Closed-End Investment Company Committee has been scheduled for Tuesday, April 21, 2015, at the...

[28880] April 6, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-15 ETF ADVISORY COMMITTEE No. 8-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-15 SEC RULES COMMITTEE No. 10-15 RE: DRAFT ICI COMMENT LETTER ON SEC'S PROPOSAL TO REQUIRE DISCLOSURE OF HEDGING BY EMPLOYEES AND...

[28772] February 25, 2015 TO: SEC RULES COMMITTEE No. 6-15 ETF ADVISORY COMMITTEE No. 3-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 3-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 4-15 RE: MEMBER CALL TO DISCUSS SEC PROPOSAL TO REQUIRE DISCLOSURE OF HEDGING BY EMPLOYEES AND...

[28760] February 24, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-15 RE: NOTICE OF CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING - TUESDAY, APRIL 21, 2015   A meeting of the Closed-End Investment Company Committee has been scheduled for Tuesday, April 21, 2015 at the...

[28722] February 6, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 8-15 ICI GLOBAL MEMBERS No. 6-15 INTERNATIONAL MEMBERS No. 6-15 INVESTMENT ADVISER MEMBERS No. 4-15 RE: EU REGULATOR ISSUES FEEDBACK STATEMENT ON POTENTIAL CLEARING...

[28702] February 3, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1-15 ICI GLOBAL SECURITIES LENDING & REPO TASK FORCE No. 1-15 INTERNATIONAL COMMITTEE No. 5-15 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 1-15 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 6-15 SEC RULES...

[28588] December 17, 2014 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 18-14 EQUITY MARKETS ADVISORY COMMITTEE No. 19-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-14 SEC RULES COMMITTEE No. 42-14 RE: DRAFT COMMENT LETTER ON SEC DECIMALIZATION PILOT PROPOSAL   The SEC has...

[28518] November 10, 2014 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 32-14 RE: SAVE THE DATE: CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING, TUESDAY, APRIL 21   A meeting of the Closed-End Investment Company Committee has been scheduled for Tuesday, April 21 at the offices of...

[28483] October 23, 2014 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 31-14 RE: DRAFT AGENDA FOR CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING - MONDAY, NOVEMBER 3   A meeting of the Closed-End Investment Company Committee has been scheduled for Monday, November 3 at the offices...