Closed-End Investment Company Content

[28439] October 8, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 67-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 30-14 ICI GLOBAL MEMBERS No. 40-14 INTERNATIONAL MEMBERS No. 33-14 INVESTMENT ADVISER MEMBERS No. 29-14 RE: EU REGULATORS ISSUE FINAL REPORT AND CONSULTATION PAPER...

[28425] October 2, 2014 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 29-14 RE: NOTICE OF CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING - MONDAY, NOVEMBER 3, 2014; CLOSED-END FUND CONFERENCE - TUESDAY, NOVEMBER 4, 2014   Committee Meeting A meeting of the Closed-End Investment...

[28372] September 11, 2014 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 28-14 RE: SAVE THE DATE: CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING, MONDAY, NOVEMBER 3   A meeting of the Closed-End Investment Company Committee has been scheduled for Monday, November 3 at the offices...

[28272] July 16, 2014 TO: FIXED-INCOME ADVISORY COMMITTEE No. 11-14 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 12-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-14 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 14-14 SEC RULES COMMITTEE No. 30-14 RE: ICI FILES COMMENT LETTER ON...

[28237] July 2, 2014 TO: FIXED-INCOME ADVISORY COMMITTEE No. 10-14 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 11-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 26-14 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 13-14 RE: ICI DRAFT SUPPLEMENT COMMENT LETTER ON APPLICATION OF RISK...

[28213] June 18, 2014 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 25-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 40-14 INTERNATIONAL COMMITTEE No. 18-14 ICI GLOBAL MEMBERS No. 22-14 SEC RULES COMMITTEE No. 27-14 RE: DRAFT ICI GLOBAL COMMENT LETTER ON EU CONSULTATION PAPER ON...

[28182] June 11, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 14-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-14 COMPLIANCE ADVISORY COMMITTEE No. 3-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 39-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 11-14 ETF ADVISORY COMMITTEE No. 10...

[28141] May 27, 2014 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 12-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-14 SEC RULES COMMITTEE No. 23-14 SMALL FUNDS COMMITTEE No. 11-14 RE: ICI SUBMITS COMMENT LETTER ON FINRA'S RETROSPECTIVE REVIEW OF COMMUNICATIONS WITH THE PUBLIC...

[28132] May 16, 2014 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-14 FIXED-INCOME ADVISORY COMMITTEE No. 6-14 INVESTMENT ADVISER MEMBERS No. 18-14 SEC RULES MEMBERS No. 18-14 SMALL FUNDS COMMITTEE No. 9-14 RE: ICI SUBMITS LETTER TO SENATE SUPPORTING ELEMENTS OF RECENT HOUSING...

[28126] May 15, 2014 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 36-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-14 ETF ADVISORY COMMITTEE No. 9-14 EQUITY MARKETS ADVISORY COMMITTEE No. 8-14 MONEY MARKET FUNDS ADVISORY COMMITTEE...