Closed-End Investment Company Content

[27645] October 21, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 26-13 RE: AGENDA FOR CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING - MONDAY, NOVEMBER 4   A meeting of the Closed-End Investment Company Committee has been scheduled for Monday, November 4 at the offices of UBS...

[27592] September 24, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 25-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 72-13 ICI GLOBAL MEMBERS INTERNATIONAL COMMITTEE No. 24-13 RE: DRAFT ICI AND ICI GLOBAL COMMENT LETTER ON USE OF CUSTOMER MARGIN FOR RECOVERY OF CLEARINGHOUSES  ...

[27583] September 23, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-13 RE: NOTICE OF CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING - MONDAY, NOVEMBER 4, 2013; CLOSED-END FUND CONFERENCE - TUESDAY, NOVEMBER 5, 2013   Committee Meeting A meeting of the Closed-End Investment...

[27568] September 17, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 24-13 SEC RULES COMMITTEE No. 37-13 RE: FEDERAL RESERVE FINAL RULE ON SUPERVISION AND REGULATION ASSESSMENTS FOR CERTAIN BANK HOLDING COMPANIES, SAVINGS AND LOAN...

[27561] September 13, 2013 TO: FIXED-INCOME ADVISORY COMMITTEE No. 23-13 SEC RULES COMMITTEE No. 36-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 24-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 22-13 RE: FEDERAL AGENCIES RE-PROPOSE...

[27537] September 4, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 65-13 ICI GLOBAL MEMBERS INTERNATIONAL COMMITTEE No. 23-13 RE: DRAFT ICI AND ICI GLOBAL COMMENT LETTER ON PROPOSED DRAFT STANDARDS FOR DERIVATIVES CONTRACTS...

[27523] August 28, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 24-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 26-13 BROKER/DEALER ADVISORY COMMITTEE No. 38-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-13 OPERATIONS COMMITTEE No. 41-13 TAX COMMITTEE No. 25-13 TRANSFER...

[27483] August 22, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 62-13 ICI GLOBAL MEMBERS INTERNATIONAL COMMITTEE No. 20-13 RE: DRAFT ICI AND ICI GLOBAL COMMENT LETTER ON EU CLEARING OBLIGATIONS; MEMBER COMMENTS REQUESTED BY...

[27408] July 25, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-13 EQUITY MARKETS ADVISORY COMMITTEE No. 14-13 FIXED-INCOME ADVISORY COMMITTEE No. 18-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 18-13 END OF DAY PRICING FORUM No. 7-13 RE: ICI DRAFT COMMENT LETTER ON TRACE...

[27381] July 17, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-13 END OF DAY PRICING FORUM No. 6-13 EQUITY MARKETS ADVISORY COMMITTEE No. 13-13 FIXED-INCOME ADVISORY COMMITTEE No. 15-13 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 16-13 RE: PROPOSED RULE AMENDMENTS TO PERMIT...