Closed-End Investment Company Content

[27329] June 25, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 50-13 ICI GLOBAL MEMBERS INTERNATIONAL COMMITTEE No. 17-13 SEC RULES COMMITTEE No. 28-13 RE: DRAFT ICI AND ICI GLOBAL COMMENT LETTER ON SEC’S PROPOSED RULES ON CROSS...

[27298] June 12, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-13 SEC RULES COMMITTEE No. 26-13 SMALL FUNDS COMMITTEE No. 13-13 RE: DRAFT ADDITIONAL ICI LETTER ON NYSE PROPOSAL REGARDING PROXY DISTRIBUTION FEES; YOUR COMMENTS REQUESTED BY 6/18   As we previously informed you...

[27245] May 20, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-13 ETF ADVISORY COMMITTEE No. 26-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 25-13 RE: NYSE PROPOSES VARIOUS CHANGES TO LISTING APPLICATION AND RULES   The Securities and Exchange Commission (“SEC”) has published...

[27203] April 29, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-13 RE: AGENDA FOR CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING - TUESDAY, MAY 14   A meeting of the Closed-End Investment Company Committee has been scheduled for Tuesday, May 14 at the offices of the...

[27198] April 24, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 10-13 SEC RULES COMMITTEE No. 18-13 RE: RECENT REGULATORY DEVELOPMENTS CONCERNING NONBANK "SIFIS"   This memorandum briefly describes two recent rulemakings by the...

[27171] April 10, 2013 TO: SEC RULES COMMITTEE No. 15-13 EQUITY MARKETS ADVISORY COMMITTEE No. 9-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-13 SMALL FUNDS COMMITTEE No. 8-13 RE: DRAFT ICI LETTER ON PETITION FOR RULEMAKING TO SHORTEN REPORTING DEADLINE UNDER SECTION 13(F) OF THE...

[27147] April 3, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 10-13 RE: NOTICE OF CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING - TUESDAY, MAY 14   A meeting of the Closed-End Investment Company Committee has been scheduled for Tuesday, May 14 at the offices of the...

[27125] March 25, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 17-13 ETF ADVISORY COMMITTEE No. 16-13 INTERNAL AUDIT ADVISORY COMMITTEE No. 2-13 RE: DRAFT ICI COMMENT LETTER ON NASDAQ'S PROPOSED RULE CHANGE TO REQUIRE LISTED...

[27095] March 11, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-13 SEC RULES COMMITTEE No. 13-13 SMALL FUNDS COMMITTEE No. 6-13 RE: DRAFT ICI COMMENT LETTER ON NYSE PROPOSAL REGARDING PROXY DISTRIBUTION FEES; YOUR COMMENTS REQUESTED BY 3/13   As  previously indicated, the...

[27059] February 28, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 7-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 24-13 INTERNATIONAL COMMITTEE No. 8-13 ICI GLOBAL MEMBERS SEC RULES COMMITTEE No. 12-13 RE: DRAFT ICI AND ICI GLOBAL COMMENT LETTER TO BASEL COMMITTEE AND IOSCO ON...