Closed-End Investment Company Content

[27049] February 25, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-13 SEC RULES COMMITTEE No. 11-13 SMALL FUNDS COMMITTEE No. 5-13 RE: SEC REQUEST FOR COMMENT ON NYSE PROPOSAL REGARDING PROXY DISTRIBUTION FEES; 2/28 CONFERENCE CALL   As you may recall, last year an advisory...

[26989] February 8, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 9-13 BOARD OF GOVERNORS No. 5-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-13 COMPLIANCE MEMBERS No. 10-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 17-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-13 ETF ADVISORY...

[26942] January 24, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 4-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 11-13 ICI GLOBAL MEMBERS INTERNATIONAL COMMITTEE No. 4-13 SEC RULES COMMITTEE No. 7-13 RE: DRAFT ICI AND ICI GLOBAL COMMENT LETTER ON CFTC’S FURTHER PROPOSED...

[26840] January 7, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-13 ICI GLOBAL SECURITIES LENDING & REPO TASK FORCE No. 1-13 INTERNATIONAL COMMITTEE No. 1-13 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 1-13 SEC RULES COMMITTEE No. 3-13 RE: DRAFT ICI LETTER IN RESPONSE TO FSB...

[26814] January 3, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 2-13 SEC RULES COMMITTEE No. 2-13 RE: DRAFT ICI LETTER ON CFTC’S PROPOSAL TO ENHANCE PROTECTIONS AFFORDED CUSTOMERS AND CUSTOMER FUNDS HELD BY FUTURES COMMISSION...

[26811] January 2, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 1-13 SEC RULES COMMITTEE No. 1-13 RE: DRAFT ICI LETTER ON SEC’S PROPOSAL ON CAPITAL, MARGIN, AND SEGREGATION REQUIREMENTS FOR SECURITY-BASED SWAP DEALERS AND MAJOR...

[26730] November 29, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 49-12 RE: SAVE THE DATE: CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING, TUESDAY, MAY 14, 2013   A meeting of the Closed-End Investment Company Committee has been scheduled for Tuesday, May 14, 2013 at the...

[26729] November 28, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 48-12 ICI GLOBAL SECURITIES LENDING & REPO TASK FORCE No. 4-12 INTERNATIONAL COMMITTEE No. 47-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 60-12 SEC RULES COMMITTEE No. 78-12 RE: ICI CALL ON DEC. 5TH FROM 1-2 P...

[26711] November 21, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 47-12 ICI GLOBAL SECURITIES LENDING & REPO TASK FORCE No. 3-12 INTERNATIONAL COMMITTEE No. 44-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 57-12 SEC RULES COMMITTEE No. 76-12 RE: FSB REQUESTS COMMENT ON THEIR...

[26709] November 21, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 46-12 EQUITY MARKETS ADVISORY COMMITTEE No. 36-12 FIXED-INCOME ADVISORY COMMITTEE No. 28-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 56-12 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 50-12 SEC RULES COMMITTEE...