Closed-End Investment Company Content

[26362] August 2, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 25-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 40-12 SEC RULES COMMITTEE No. 48-12 RE: ICI DRAFT COMMENT LETTER ON SEC’S STATEMENT ON SEQUENCING OF COMPLIANCE DATES FOR FINAL RULES FOR SECURITY-BASED SWAPS...

[26325] July 23, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 36-12 INTERNATIONAL COMMITTEE No. 25-12 SEC RULES COMMITTEE No. 47-12 RE: BCBS AND IOSCO PROPOSE MARGIN REQUIREMENTS FOR UNCLEARED DERIVATIVES AND CFTC REOPENS...

[26312] July 18, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-12 COMPLIANCE ADVISORY COMMITTEE No. 2-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 34-12 ETF ADVISORY COMMITTEE No. 25-12 FIXED-INCOME ADVISORY COMMITTEE No. 17-12 INVESTMENT ADVISERS COMMITTEE No. 1-12 SEC...

[26301] July 16, 2012 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 32-12 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-12 SEC RULES COMMITTEE No. 44-12 RE: ICI DRAFT COMMENT LETTER ON CFTC’S PROPOSED RULES PROHIBITING AGGREGATION OF ORDERS TO SATISFY MINIMUM BLOCK SIZES OR CAP SIZE...

[26291] July 12, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 30-12 INTERNATIONAL COMMITTEE No. 22-12 SEC RULES COMMITTEE No. 43-12 RE: CFTC PROPOSES INTERPRETIVE GUIDANCE ON THE CROSS-BORDER APPLICATION OF CERTAIN SWAPS...

  [26269] June 27, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 25-12 SEC RULES COMMITTEE No. 41-12 RE: CFTC PROPOSES RULES PROHIBITING AGGREGATION OF ORDERS FOR MINIMUM BLOCK SIZES AND CAP SIZE REQUIREMENTS   On June 27, 2012...

[26239] June 14, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 22-12 SEC RULES COMMITTEE No. 39-12 RE: SEC STATEMENT ON SEQUENCING OF COMPLIANCE DATES FOR FINAL RULES FOR SECURITY-BASED SWAPS   The Securities and Exchange...

[26237] June 13, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 42-12 SEC RULES COMMITTEE No. 38-12 RE: REGULATORS SEEK COMMENT ON "SIFI" ASSESSMENTS AND HEARING PROCEDURES, ADOPT FINAL ASSESSMENT SCHEDULE FOR LARGE BHCS   The...

[26217] June 5, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 15-12 ETF ADVISORY COMMITTEE No. 13-12 EQUITY MARKETS ADVISORY COMMITTEE No. 11-12 RE: DRAFT ICI LETTER ON NYSE ARCA PROPOSAL TO ESTABLISH A MARKET MAKER INCENTIVE...

[26164] May 18, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-12 INTERNATIONAL COMMITTEE No. 16-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 33-12 SEC RULES COMMITTEE No. 30-12 RE: DRAFT ICI LETTER ON FSB REPORT ON SECURITIES LENDING AND REPOS; MEMBER INPUT REQUESTED BY...