Closed-End Investment Company Content

[26121] May 1, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-12 INTERNATIONAL COMMITTEE No. 15-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 31-12 SEC RULES COMMITTEE No. 29-12 RE: FSB REQUESTS COMMENT ON REPORT ON SECURITIES LENDING AND REPOS BY MAY 25; MEMBER CALL SCHEDULED...

[26076] April 23, 2012 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 15-12 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-12 SEC RULES COMMITTEE No. 28-12 RE: ICI DRAFT LETTER ON CFTC REPROPOSAL ON BLOCK TRADES - COMMENTS REQUESTED BY MAY 3   The Commodity Futures Trading Commission...

  [26074] April 23, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 27-12 SEC RULES COMMITTEE No. 26-12 RE: DRAFT ICI COMMENT LETTER ON PROPOSED ENHANCED PRUDENTIAL STANDARDS FOR "SIFIS" AND LARGE BANK HOLDING COMPANIES   Earlier...

[26056] April 17, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-12 RE: DRAFT AGENDA FOR MAY 3 CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING    As previously announced, a meeting of the Closed-End Investment Company Committee has been scheduled for Thursday, May 3 at the...

[25994] April 3, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 10-12 RE: NOTICE OF CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING - THURSDAY, MAY 3RD IN WASHINGTON, DC   A meeting of the Closed-End Investment Company Committee has been scheduled for Thursday, May 3rd at the...

[25970] March 8, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 16-12 SEC RULES COMMITTEE No. 17-12 RE: DEVELOPMENTS RELATING TO RECENT REGULATORY PROPOSALS APPLICABLE TO "SIFIS" AND LARGE BANK HOLDING COMPANIES Earlier this year...

[25940] February 28, 2012 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 10-12 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-12 SEC RULES COMMITTEE No. 14-12 RE: CFTC ISSUES REPROPOSAL ON BLOCK TRADES   The Commodity Futures Trading Commission (“CFTC”) has re-proposed rules specifying...

  [25888] February 10, 2012 TO: SEC RULES COMMITTEE No. 12-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 7-12 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 7-12 ETF ADVISORY COMMITTEE No. 3-12 CHIEF COMPLIANCE OFFICER COMMITTEE No. 2-12 SMALL FUNDS COMMITTEE No. 4-12 RE: CFTC ADOPTS...

URGENT/ACTION REQUESTED [25870] February 6, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 6-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 2-12 ETF ADVISORY COMMITTEE No. 2-12 EQUITY MARKETS ADVISORY COMMITTEE No. 3-12 FIXED-INCOME...

  [25849] January 27, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 6-12 SEC RULES COMMITTEE No. 8-12 RE: REGULATORS PROPOSE ENHANCED PRUDENTIAL STANDARDS FOR “SIFIs” AND LARGE BANK HOLDING COMPANIES, ASSESSMENTS TO COVER OFFICE OF...