Bank, Trust and Recordkeeper Advisory Content

    [22641]   June 25, 2008 TO: ADVISER DISTRIBUTOR TAX ISSUES TASK FORCE No. 10-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 18-08 BROKER/DEALER ADVISORY COMMITTEE No. 18-08 TAX COMMITTEE No. 21-08TRANSFER AGENT ADVISORY COMMITTEE No. 30-08     RE: CONFERENCE CALL SCHEDULED...

    [22631]   June 20, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 17-08 BROKER/DEALER ADVISORY COMMITTEE No. 17-08     RE: SEC PROPOSES TO REQUIRE FUNDS TO SUBMIT RISK/RETURN SUMMARY INFORMATION IN XBRL                 The Securities and Exchange Commission has...

    [22593]   June 9, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 16-08     RE: BTRAC MEETING SUMMARY - FEBRUARY 20-21, 2008   Attached is a summary of the Bank, Trust and Recordkeeper Advisory Committee meeting held on February 20-21, 2008 at the offices of Northern...

    [22506]   May 13, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 15-08 BROKER/DEALER ADVISORY COMMITTEE No. 14-08 FEDERAL LEGISLATION MEMBERS No. 6-08 OPERATIONS MEMBERS No. 6-08 SMALL FUNDS MEMBERS No. 31-08 TAX MEMBERS No. 16-08 TRANSFER AGENT ADVISORY COMMITTEE No...

    [22502]   May 8, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 14-08 TRANSFER AGENT ADVISORY COMMITTEE No. 25-08     RE: INSTITUTE LETTER TO TREASURY AND IRS REQUESTING FURTHER GUIDANCE UNDER 403(B) REGULATIONS   The Institute submitted the attached letter to...

    [22484]   May 2, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 13-08     RE: BTRAC MEETING NOTICE - JUNE 18-19, 2008   The next meeting of the Bank, Trust and Recordkeeper Advisory Committee will be held on Wednesday, June 18 and Thursday, June 19, 2008 at the...

    [22442]   April 18, 2008 TO: PENSION MEMBERS No. 24-08 FEDERAL LEGISLATION MEMBERS No. 5-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 12-08 BROKER/DEALER ADVISORY COMMITTEE No. 12-08 OPERATIONS COMMITTEE No. 9-08     RE: HOUSE EDUCATION AND LABOR COMMITTEE APPROVES 401(k...

[22395] April 4, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 11-08 RE: TREASURY DEPARTMENT BLUEPRINT FOR A MODERNIZED FINANCIAL REGULATORY STRUCTURE On Monday, the U.S. Treasury Department issued a blueprint for reform of the regulatory structure for U.S. financial...

    [22385]   April 2, 2008 TO: PENSION MEMBERS No. 19-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 10-08 TRANSFER AGENT ADVISORY COMMITTEE No. 18-08     RE: TESTIMONY OF ICI AT DEPARTMENT OF LABOR 408(b)(2) HEARING   ICI President and CEO Paul Stevens testified yesterday at...

    [22362]   March 24, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 9-08 BOARD OF GOVERNORS No. 4-08 BROKER/DEALER ADVISORY COMMITTEE No. 9-08 OPERATIONS MEMBERS No. 3-08 SEC RULES MEMBERS No. 26-08 SMALL FUNDS MEMBERS No. 16-08 TECHNOLOGY COMMITTEE No. 8-08 TRANSFER...