Bank, Trust and Recordkeeper Advisory Content

    [21619]   September 24, 2007 TO: FEDERAL LEGISLATION MEMBERS No. 6-07 TAX MEMBERS No. 41-07 OPERATIONS MEMBERS No. 19-07 SMALL FUNDS MEMBERS No. 89-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 36-07 BROKER/DEALER ADVISORY COMMITTEE No. 59-07 TRANSFER AGENT ADVISORY...

    [21614]   September 24, 2007 TO: FEDERAL LEGISLATION MEMBERS No. 5-07 TAX MEMBERS No. 40-07 OPERATIONS MEMBERS No. 17-07 SMALL FUNDS MEMBERS No. 86-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 35-07 BROKER/DEALER ADVISORY COMMITTEE No. 58-07 TRANSFER AGENT ADVISORY...

    [21621]   September 21, 2007 TO: ACCOUNTING/TREASURERS COMMITTEE No. 19-07 BANK AND TRUST ADVISORY COMMITTEE No. 34-07 BROKER/DEALER ADVISORY COMMITTEE No. 57-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-07 OPERATIONS COMMITTEE No. 24-07 TAX COMMITTEE No. 39-07 TRANSFER AGENT...

  [21626]   September 21, 2007 TO: PENSION MEMBERS No. 54-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 33-07 BROKER/DEALER ADVISORY COMMITTEE No. 56-07 OPERATIONS COMMITTEE No. 23-07 RE: INSTITUTE ADVOCATES EFFECTIVE DISCLOSURE TO PLAN FIDUCIARIES IN TESTIMONY BEFORE ERISA...

[21537]   August 28, 2007 TO: OPERATIONS MEMBERS No. 15-07 BROKER/DEALER ADVISORY COMMITTEE No. 52-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 32-07 COMPLIANCE ADVISORY COMMITTEE No. 18-07 PENSION OPERATIONS ADVISORY COMMITTEE No. 25-07 INTERNATIONAL OPERATIONS ADVISORY...

[21535]   August 28, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 31-07 BROKER/DEALER ADVISORY COMMITTEE No. 51-07 SMALL FUNDS COMMITTEE No. 33-07 RE: FINCEN ISSUES FINAL RULE ON “ENHANCED DUE DILIGENCE” REQUIREMENTS FOR ACCOUNTS OF CERTAIN FOREIGN BANKS   The...

[21480]   August 15, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 30-07 RE: BTRAC MEETING SUMMARY - JULY 11-12, 2007   Attached is a summary of the Bank, Trust and Recordkeeper Advisory Committee meeting held on July 11-12, 2007 at the offices of Franklin Templeton...

[21469]   August 13, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 28-07 BROKER/DEALER ADVISORY COMMITTEE No. 48-07 RE: FEDERAL WEBSITE WITH HELPFUL INFORMATION/TIPS ON COMPUTER SECURITY   The Federal Trade Commission has partnered with various federal agencies...

[21470]   August 13, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 29-07 BROKER/DEALER ADVISORY COMMITTEE No. 49-07 RE: ICI CONFERENCE CALL TO DISCUSS REP. MILLER 401(K) DISCLOSURE LEGISLATION SCHEDULED FOR AUGUST 16, AT 4:00 PM ET   The Institute will hold a conference...

[21423]   August 2, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 27-07 RE: BTRAC MEETING NOTICE - OCTOBER 16, 2007   The next meeting of the Bank, Trust and Recordkeeper Advisory Committee will take place on Tuesday, October 16, 2007 at the offices of Investment...