[22026] December 10, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 56-07 BROKER/DEALER ADVISORY COMMITTEE No. 76-07 FEDERAL LEGISLATION MEMBERS No. 14-07 OPERATIONS MEMBERS No. 29-07 SMALL FUNDS MEMBERS No. 111-07 TAX MEMBERS No. 55-07 TRANSFER AGENT ADVISORY...
[22022] December 7, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 55-07 BROKER/DEALER ADVISORY COMMITTEE No. 75-07 FEDERAL LEGISLATION MEMBERS No. 13-07 OPERATIONS MEMBERS No. 28-07 SMALL FUNDS MEMBERS No. 110-07 TAX MEMBERS No. 54-07 TRANSFER AGENT ADVISORY...
[22019] December 6, 2007 TO: FEDERAL LEGISLATION MEMBERS No. 12-07 TAX MEMBERS No. 53-07 OPERATIONS MEMBERS No. 27-07 SMALL FUNDS MEMBERS No. 109-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 54-07 BROKER/DEALER ADVISORY COMMITTEE No. 74-07 TRANSFER AGENT ADVISORY...
[22004] December 3, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 53-07 RE: BTRAC MEETING SUMMARY - OCTOBER 16, 2007 Attached is a summary of the Bank, Trust and Recordkeeper Advisory Committee meeting held on October 16, 2007 at the Investment Company...
[22002] November 30, 2007 TO: SEC RULES MEMBERS No. 149-07 SMALL FUNDS MEMBERS No. 108-07 OPERATIONS MEMBERS No. 26-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 52-07 INVESTMENT COMPANY DIRECTORS No. 27-07 ACCOUNTING/TREASURERS COMMITTEE No. 23-07 SHAREHOLDER...
[21966] November 20, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 51-07 RE: DEPARTMENT OF LABOR RELEASES FINAL FORM 5500; CONFERENCE CALL SCHEDULED FOR DECEMBER 5 AT 3:30 PM ET The Department of Labor released final revisions to Form 5500, which employee...
[21952] November 14, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 50-07 BROKER/DEALER ADVISORY COMMITTEE No. 71-07 FEDERAL LEGISLATION MEMBERS No. 11-07 INTERNATIONAL MEMBERS No. 33-07 OPERATIONS MEMBERS No. 25-07 PENSION MEMBERS No. 67-07 SMALL FUNDS MEMBERS No...
[21920] November 2, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 49-07 RE: DEPARTMENT OF LABOR EXTENDS FORM 5500 DEADLINE FOR CALIFORNIA WILDFIRES The Department of Labor extended the deadline for filing Form 5500 and 5500-EZ for plans affected by the wildfires...
[21911] October 31, 2007 TO: PENSION MEMBERS No. 62-07 FEDERAL LEGISLATION MEMBERS No. 10-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 48-07 BROKER/DEALER ADVISORY COMMITTEE No. 70-07 OPERATIONS COMMITTEE No. 30-07 RE: INSTITUTE URGES MAKING 401(k) DISCLOSURE MORE...
[21898] October 26, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 47-07 BROKER/DEALER ADVISORY COMMITTEE No. 69-07 FEDERAL LEGISLATION MEMBERS No. 9-07 INTERNATIONAL MEMBERS No. 29-07 OPERATIONS MEMBERS No. 23-07 PENSION MEMBERS No. 61-07 SMALL FUNDS MEMBERS No. 101...
