Bank, Trust and Recordkeeper Advisory Content

    [22294]   March 4, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 8-08     RE: ICI COMMENT LETTER ON SEC DISCLOSURE REFORM PROPOSAL; JOINT ICI/SIFMA LETTER   In November 2007, the Securities and Exchange Commission proposed amendments to the rules and forms used by...

    [22270]   February 25, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 7-08     RE: SUPREME COURT ALLOWS RECOVERY FOR INDIVIDUAL CLAIMS IN DEFINED CONTRIBUTION PLANS   The Supreme Court ruled in LaRue v. DeWolff, Boberg & Associates, Inc., [1] that ERISA § 502(a)(2)...

    [22232]   February 13, 2008 TO: PENSION MEMBERS No. 8-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 6-08 STATISTICAL ADVISORY GROUP TRANSFER AGENT ADVISORY COMMITTEE No. 8-08     RE: ICI COMMENT LETTER ON DOL SERVICE PROVIDER DISCLOSURE PROPOSAL                 The...

    [22192]   February 7, 2008 TO: 529 PLAN MEMBERS No. 2-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 5-08 BROKER/DEALER ADVISORY COMMITTEE No. 6-08 FEDERAL LEGISLATION MEMBERS No. 2-08 OPERATIONS MEMBERS No. 1-08 PENSION MEMBERS No. 5-08 SMALL FUNDS MEMBERS No. 7-08 TAX...

  URGENT/ACTION REQUESTED [22196]   February 6, 2008 TO: PENSION COMMITTEE No. 6-08 PENSION OPERATIONS ADVISORY COMMITTEE No. 6-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 4-08     RE: REVISED DRAFT COMMENT LETTER TO DEPARTMENT OF LABOR ON 408(b)(2) PROPOSAL   Attached is a...

    [22179]   February 1, 2008 TO: OPERATIONS COMMITTEE No. 2-08 TRANSFER AGENT ADVISORY COMMITTEE No. 3-08 BROKER/DEALER ADVISORY COMMITTEE No. 3-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 3-08 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 2-08     RE: 2007 PANDEMIC...

  URGENT/ACTION REQUESTED [22153]   January 25, 2008 TO: PENSION COMMITTEE No. 4-08 PENSION OPERATIONS ADVISORY COMMITTEE No. 4-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 2-08     RE: DRAFT COMMENT LETTERS TO DEPARTMENT OF LABOR ON 408(B)(2) PROPOSAL; COMMENTS REQUESTED BY...

22086   January 2, 2008 TO: PENSION MEMBERS No. 1-08 FEDERAL LEGISLATION MEMBERS No. 1-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 1-08 BROKER/DEALER ADVISORY COMMITTEE No. 1-08 OPERATIONS COMMITTEE No. 1-08 RE: SENATORS HARKIN AND KOHL INTRODUCE 401(k) DISCLOSURE BILL  ...

  [22054]   December 17, 2007 TO: PENSION COMMITTEE No. 40-07 PENSION OPERATIONS ADVISORY COMMITTEE No. 41-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 58-07 RE: DOL PROPOSES REGULATION AND PROPOSED CLASS EXEMPTION ON DISCLOSURE OF SERVICE PROVIDER COMPENSATION   The...

    [22031]   December 11, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 57-07     RE: BTRAC MEETING NOTICE - FEBRUARY 20-21, 2008                 The next meeting of the Bank, Trust and Recordkeeper Advisory Committee will be held on Wednesday, February 20 and Thursday...