Bank, Trust and Recordkeeper Advisory Content

[22836] September 2, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 28-08 BROKER/DEALER ADVISORY COMMITTEE No. 30-08 ETF ADVISORY COMMITTEE No. 21-08 OPERATIONS MEMBERS No. 13-08 RESEARCH COMMITTEE No. 7-08 SEC RULES MEMBERS No. 83-08 SMALL FUNDS MEMBERS No. 53-08...

    [22817]   August 20, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 27-08 BROKER/DEALER ADVISORY COMMITTEE No. 28-08 ETF ADVISORY COMMITTEE No. 20-08 OPERATIONS COMMITTEE No. 16-08 RESEARCH COMMITTEE No. 6-08 SEC RULES COMMITTEE No. 61-08 SMALL FUNDS COMMITTEE No. 24...

    [22813]   August 19, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 26-08     RE: GAO REPORT ON 401(K) FIDUCIARY OBLIGATIONS   The Government Accountability Office released a report on fiduciary obligations in 401(k) plans entitled “Fulfilling Fiduciary Obligations...

    [22789]   August 15, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-08 BANK AND TRUST ADVISORY COMMITTEE No. 25-08 BROKER/DEALER ADVISORY COMMITTEE No. 26-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 28-08 OPERATIONS COMMITTEE No. 14-08 TAX COMMITTEE No. 27-08 TRANSFER AGENT...

    [22801]   August 14, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 24-08     RE: BTRAC MEETING NOTICE - OCTOBER 22-23, 2008   The next meeting of the Bank, Trust and Recordkeeper Advisory Committee will be held on Wednesday, October 22 and Thursday, October 23, 2008...

    [22762]   August 4, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 23-08 BROKER/DEALER ADVISORY COMMITTEE No. 24-08 ETF ADVISORY COMMITTEE No. 20-08 OPERATIONS COMMITTEE No. 13-08 RESEARCH COMMITTEE No. 6-08 SEC RULES COMMITTEE No. 56-08 SMALL FUNDS COMMITTEE No. 24...

[22742] July 29, 2008 TO: PENSION MEMBERS No. 44-08TRANSFER AGENT ADVISORY COMMITTEE No. 36-08BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 22-08BROKER/DEALER ADVISORY COMMITTEE No. 23-08OPERATIONS COMMITTEE No. 12-08 RE: DOL PROPOSES PLAN PARTICIPANT DISCLOSURE RULES The...

[22698] July 16, 2008 TO: PENSION MEMBERS No. 40-08 BROKER/DEALER ADVISORY COMMITTEE No. 19-08 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 21-08 OPERATIONS COMMITTEE No. 10-08 TRANSFER AGENT ADVISORY COMMITTEE No. 32-08 RE: DOL ADDRESSES MUTUAL FUND REPORTING ISSUES IN...

[22671] July 10, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 19-08 RE: BTRAC MEETING SUMMARY - JUNE 18-19, 2008 Attached is a summary of the Bank, Trust and Recordkeeper Advisory Committee meeting held on June 18-19, 2008 at the offices of Goldman Sachs in New York...

[22673] July 10, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 20-08 RE: MARK YOUR CALENDARS - BTRAC 2009 MEETING SCHEDULE The Bank, Trust and Recordkeeper Advisory Committee meeting schedule for 2009 has been finalized. Please mark your calendar for the following...