Bank, Trust and Recordkeeper Advisory Content

[23387]   April 9, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 17-09 BROKER/DEALER ADVISORY COMMITTEE No. 21-09 OPERATIONS MEMBERS No. 9-09 SMALL FUNDS MEMBERS No. 26-09 TAX MEMBERS No. 8-09 TRANSFER AGENT ADVISORY COMMITTEE No. 31-09     RE: ICI COMMENT LETTER TO...

    [23373]   April 2, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 16-09 BROKER/DEALER ADVISORY COMMITTEE No. 18-09 OPERATIONS COMMITTEE No. 7-09 SMALL FUNDS COMMITTEE No. 6-09 TRANSFER AGENT ADVISORY COMMITTEE No. 28-09     RE: TREASURY ANNOUNCES EXTENSION OF...

    [23360]   March 27, 2009 TO: OPERATIONS MEMBERS No. 8-09 BROKER/DEALER ADVISORY COMMITTEE No. 17-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 15-09 TECHNOLOGY COMMITTEE No. 8-09 TRANSFER AGENT ADVISORY COMMITTEE No. 26-09     RE: OPERATIONS & TECHNOLOGY CONFERENCE WILL...

    [23333]   March 19, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 14-09     RE: REPORT OF THE MONEY MARKET WORKING GROUP   Today, the Investment Company Institute announced that its Board of Governors has received a report (“Report”) from the Money Market Working...

    [23310]   March 11, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 13-09     RE: BTRAC MEETING SUMMARY - FEBRUARY 18-19, 2009   Attached is a summary of the Bank, Trust and Recordkeeper Advisory Committee meeting held on February 18-19, 2009 at the offices of...

[23302]   March 5, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 12-09 BROKER/DEALER ADVISORY COMMITTEE No. 15-09 OPERATIONS COMMITTEE No. 5-09 SMALL FUNDS COMMITTEE No. 3-09 TAX MEMBERS No. 7-09 TRANSFER AGENT ADVISORY COMMITTEE No. 22-09 RE: ICI AND SIFMA LETTER...

    [23274]   February 25, 2009 TO: PENSION MEMBERS No. 12-09 FEDERAL LEGISLATION MEMBERS No. 1-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 11-09 BROKER/DEALER ADVISORY COMMITTEE No. 13-09 OPERATIONS COMMITTEE No. 4-09     RE: ICI TESTIMONY TO HOUSE EDUCATION AND LABOR...

[23271]   February 24, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 10-09 BROKER/DEALER ADVISORY COMMITTEE No. 12-09 COMPLIANCE MEMBERS No. 12-09 OPERATIONS MEMBERS No. 7-09 PENSION MEMBERS No. 11-09 SEC RULES MEMBERS No. 21-09 TRANSFER AGENT ADVISORY COMMITTEE No. 21...

    [23269]   February 23, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 9-09 BROKER/DEALER ADVISORY COMMITTEE No. 11-09 COMPLIANCE MEMBERS No. 11-09 OPERATIONS MEMBERS No. 6-09 PRIMARY CONTACTS - MEMBER COMPLEX No. 3-09 PRIVACY ISSUES WORKING GROUP No. 2-09 SEC RULES...

    [23265]   February 20, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 6-09 BROKER/DEALER ADVISORY COMMITTEE No. 8-09 CHIEF COMPLIANCE OFFICER COMMITTEE No. 4-09 COMPLIANCE ADVISORY COMMITTEE No. 1-09 SEC RULES COMMITTEE No. 7-09 TRANSFER AGENT ADVISORY COMMITTEE No...