Bank, Trust and Recordkeeper Advisory Content

    [23861]   October 8, 2009 TO: PENSION COMMITTEE No. 21-09 PENSION OPERATIONS ADVISORY COMMITTEE No. 22-09 TRANSFER AGENT ADVISORY COMMITTEE No. 76-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 47-09     RE: CONFERENCE CALL TO DISCUSS NEW RMD GUIDANCE; OCTOBER 14TH, 3 PM...

    [23834]   October 1, 2009 TO: OPERATIONS COMMITTEE No. 20-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 46-09 BROKER/DEALER ADVISORY COMMITTEE No. 55-09 TRANSFER AGENT ADVISORY COMMITTEE No. 74-09 SALES FORCE MARKETING COMMITTEE No. 10-09 INTERNAL SALES MANAGERS...

    [23827]   September 30, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 45-09 BROKER/DEALER ADVISORY COMMITTEE No. 54-09     RE: BDAC NAV DELIVERY/DIVIDEND DISTRIBUTION SURVEY RESULTS   The Broker/Dealer Advisory Committee established a NAV Delivery/Dividend...

    [23820]   September 29, 2009 TO: OPERATIONS COMMITTEE No. 19-09 BROKER/DEALER ADVISORY COMMITTEE No. 53-09 TRANSFER AGENT ADVISORY COMMITTEE No. 72-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 44-09 ACCOUNTING/TREASURERS COMMITTEE No. 18-09     RE: FINRA PROPOSES TO...

    [23818]   September 28, 2009 TO: PENSION MEMBERS No. 46-09 TRANSFER AGENT ADVISORY COMMITTEE No. 70-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 43-09     RE: IRS ISSUES GUIDANCE ON 2009 REQUIRED MINIMUM DISTRIBUTIONS   IRS Notice 2009-82, issued on September 24, 2009...

    [23785]   September 11, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 42-09     RE: MARK YOUR CALENDAR - BTRAC 2010 MEETING SCHEDULE   The Bank, Trust and Recordkeeper Advisory Committee meeting schedule for 2010 has been finalized.  Please mark your calendar for...

    [23770]   September 9, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 39-09 TRANSFER AGENT ADVISORY COMMITTEE No. 67-09     RE: ICI REQUESTS A FIVE-MONTH EXTENSION OF THE COMPLIANCE DATE FOR REGULATION S-AM   As you may recall, last month the SEC adopted Regulation S...

    [23769]   September 9, 2009 TO: ACCOUNTING/TREASURERS COMMITTEE No. 14-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 40-09 BROKER/DEALER ADVISORY COMMITTEE No. 50-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 35-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 40-09...

    [23772]   September 9, 2009 TO: PENSION MEMBERS No. 41-09 SEC RULES MEMBERS No. 95-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 41-09 TRANSFER AGENT ADVISORY COMMITTEE No. 69-09 SMALL FUNDS COMMITTEE No. 17-09 BROKER/DEALER ADVISORY COMMITTEE No. 51-09     RE: DOL...

    [23760]   September 4, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 38-09     RE: ICI LETTER TO NEW ASSISTANT SECRETARY OF LABOR   Attached is a copy of a letter that the Institute sent to Phyllis Borzi, Assistant Secretary of the Employee Benefit Security...