Bank, Trust and Recordkeeper Advisory Content

    [24045]   December 22, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 57-09 BROKER/DEALER ADVISORY COMMITTEE No. 69-09 OPERATIONS MEMBERS No. 31-09 SMALL FUNDS MEMBERS No. 78-09 TAX MEMBERS No. 39-09 TRANSFER AGENT ADVISORY COMMITTEE No. 95-09     RE: PROPOSED...

    [24034]   December 18, 2009 TO: BROKER/DEALER ADVISORY COMMITTEE No. 67-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 56-09 OPERATIONS MEMBERS No. 30-09 SMALL FUNDS MEMBERS No. 76-09 TAX MEMBERS No. 37-09 TRANSFER AGENT ADVISORY COMMITTEE No. 94-09     RE: IRS ISSUES...

    [24022]   December 17, 2009 TO: BROKER/DEALER ADVISORY COMMITTEE No. 66-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 55-09 OPERATIONS MEMBERS No. 29-09 SMALL FUNDS MEMBERS No. 74-09 TAX MEMBERS No. 35-09 TRANSFER AGENT ADVISORY COMMITTEE No. 93-09     RE: IRS ISSUES...

    [24017]   December 16, 2009 TO: BROKER/DEALER ADVISORY COMMITTEE No. 65-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 54-09 TAX MEMBERS No. 34-09 OPERATIONS MEMBERS No. 28-09 TRANSFER AGENT ADVISORY COMMITTEE No. 92-09 SMALL FUNDS MEMBERS No. 72-09     RE: IRS RELEASES...

    [24008]   December 10, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 53-09     RE: BTRAC MEETING NOTICE - FEBRUARY 17-18, 2010   The next meeting of the Bank, Trust and Recordkeeper Advisory Committee will be held on Wednesday, February 17 and Thursday, February 18...

    [23996]   December 4, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 52-09 BROKER/DEALER ADVISORY COMMITTEE No. 63-09 COMPLIANCE ADVISORY COMMITTEE No. 6-09 TRANSFER AGENT ADVISORY COMMITTEE No. 90-09 SMALL FUNDS MEMBERS No. 70-09 OPERATIONS MEMBERS No. 27-09 PENSION...

    [23944]   November 10, 2009 TO: PENSION MEMBERS No. 53-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 51-09 BROKER/DEALER ADVISORY COMMITTEE No. 62-09     RE: DOL GUIDANCE ON BROKER'S REQUEST FOR GRANT OF SECURITY INTEREST IN NON-IRA ACCOUNTS AS CONDITION FOR OPENING IRA...

    [23920]   November 2, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 50-09 BROKER/DEALER ADVISORY COMMITTEE No. 59-09 COMPLIANCE MEMBERS No. 46-09 OPERATIONS MEMBERS No. 23-09 PRIMARY CONTACTS - MEMBER COMPLEX No. 14-09 PRIVACY ISSUES WORKING GROUP No. 14-09 SEC...

    [23901]   October 27, 2009 TO: PENSION MEMBERS No. 51-09 BROKER/DEALER ADVISORY COMMITTEE No. 58-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 49-09 OPERATIONS COMMITTEE No. 22-09 TRANSFER AGENT ADVISORY COMMITTEE No. 79-09 SEC RULES COMMITTEE No. 63-09     RE: DOL...

    [23866]   October 9, 2009 TO: OPERATIONS COMMITTEE No. 21-09 BROKER/DEALER ADVISORY COMMITTEE No. 57-09 TRANSFER AGENT ADVISORY COMMITTEE No. 77-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 48-09 ACCOUNTING/TREASURERS COMMITTEE No. 21-09     RE: ICI FILES COMMENT LETTER...