Bank, Trust and Recordkeeper Advisory Content

    [24630]   October 20, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 39-10 BROKER/DEALER ADVISORY COMMITTEE No. 46-10 OPERATIONS COMMITTEE No. 32-10 TRANSFER AGENT ADVISORY COMMITTEE No. 65-10 RE: CONFERENCE CALL TO DISCUSS DRAFT 12B-1 COMMENT LETTER; FRIDAY, OCTOBER...

[24610] October 20, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 40-10 BROKER/DEALER ADVISORY COMMITTEE No. 47-10 OPERATIONS MEMBERS No. 13-10 SMALL FUNDS MEMBERS No. 60-10 TAX MEMBERS No. 31-10 TRANSFER AGENT ADVISORY COMMITTEE No. 66-10 RE: FINAL REGULATIONS ON COST...

  [24627]   October 19, 2010 TO: OPERATIONS COMMITTEE No. 31-10 TRANSFER AGENT ADVISORY COMMITTEE No. 64-10 BROKER/DEALER ADVISORY COMMITTEE No. 45-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 38-10 RE: TAAC COST BASIS REPORTING SURVEY RESULTS   The Transfer Agent Advisory...

[24616] October 14, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 37-10 BROKER/DEALER ADVISORY COMMITTEE No. 44-10 OPERATIONS COMMITTEE No. 30-10 SMALL FUNDS COMMITTEE No. 17-10 TAX COMMITTEE No. 32-10 TRANSFER AGENT ADVISORY COMMITTEE No. 61-10 RE: CONFERENCE CALL TO...

URGENT/ACTION REQUESTED [24613] October 14, 2010 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 36-10 BROKER/DEALER ADVISORY COMMITTEE No. 43-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 49-10 OPERATIONS COMMITTEE No. 29-10 PENSION...

  [24606]   October 13, 2010 TO: BROKER/DEALER ADVISORY COMMITTEE No. 42-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 35-10 TAX MEMBERS No. 30-10 OPERATIONS MEMBERS No. 12-10 TRANSFER AGENT ADVISORY COMMITTEE No. 59-10 SMALL FUNDS MEMBERS No. 58-10 RE: IRS ISSUES FINAL...

    [24605]   October 12, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 34-10 RE: CALIFORNIA REQUIRES PERSONS WHO ACT AS A “PLACEMENT AGENT” FOR STATE PUBLIC RETIREMENT SYSTEMS TO REGISTER AS LOBBYISTS   Governor Schwarzenegger has signed into law a bill (AB 1743) that...

[24580] October 5, 2010 TO: TAX COMMITTEE No. 30-10 OPERATIONS COMMITTEE No. 27-10 SMALL FUNDS COMMITTEE No. 14-10 TRANSFER AGENT ADVISORY COMMITTEE No. 55-10 BROKER/DEALER ADVISORY COMMITTEE No. 40-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 33-10 RE: IRS RELEASES DRAFT...

  [24568]   October 1, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 32-10 BROKER/DEALER ADVISORY COMMITTEE No. 39-10 TECHNOLOGY COMMITTEE No. 10-10 RE: SEC APPROVES FINRA RULE AMENDMENTS REQUIRING INFORMATION PROVIDED TO THEM VIA A PORTABLE MEDIA DEVICE BE ENCRYPTED  ...

[24535] September 10, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 31-10 RE: MARK YOUR CALENDAR - BTRAC 2011 MEETING SCHEDULE   The Bank, Trust and Recordkeeper Advisory Committee meeting schedule for 2011 has been finalized.  Please mark your calendar for the...