Bank, Trust and Recordkeeper Advisory Content

ACTION REQUESTED [25113] April 15, 2011 TO: PENSION COMMITTEE No. 13-11 PENSION OPERATIONS ADVISORY COMMITTEE No. 9-11 RE: E-DELIVERY RFI GROUP CALL ON APRIL 21ST, 3 P.M. E.T.   As we discussed during the Committee call on April 12th, we are organizing a group of members to consult...

  [25101] April 14, 2011 TO: PENSION COMMITTEE No. 12-11 PENSION OPERATIONS ADVISORY COMMITTEE No. 8-11 ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 4-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 21-11 RE: CONFERENCE CALL APRIL 26 AT 2:30 ET TO DISCUSS IMPLEMENTATION OF DOL...

  [25094] April 13, 2011 TO: MONEY MARKET FUNDS ADVISORY COMMITTEE No. 23-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 20-11 SEC RULES COMMITTEE No. 33-11 RE: FEDERAL RESERVE BOARD PROPOSES RULE TO REPEAL REGULATION Q   The Federal Reserve Board is requesting comments on a proposed...

[25096] April 13, 2011 TO: RESEARCH COMMITTEE No. 2-11 PENSION COMMITTEE No. 10-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 20-11 RE: U.S. RETIREMENT MARKET, FOURTH QUARTER 2010   Year-end data on the U.S. retirement market was released today and can now be accessed on our...

  [25086] April 12, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 7-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 19-11 BROKER/DEALER ADVISORY COMMITTEE No. 20-11 OPERATIONS COMMITTEE No. 11-11 TAX COMMITTEE No. 19-11 SMALL FUNDS COMMITTEE No. 14-11 TRANSFER AGENT...

  [25040] March 23, 2011 TO: 529 PLAN MEMBERS No. 2-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 18-11 BROKER/DEALER ADVISORY COMMITTEE No. 18-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 29-11 COMPLIANCE MEMBERS No. 21-11 INVESTMENT ADVISER MEMBERS No. 10-11 MUNICIPAL...

[25021] March 11, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 6-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 17-11 BROKER/DEALER ADVISORY COMMITTEE No. 15-11 OPERATIONS MEMBERS No. 8-11 TAX MEMBERS No. 5-11 SMALL FUNDS MEMBERS No. 27-11 TRANSFER AGENT ADVISORY...

  [25014] March 8, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 5-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 16-11 BROKER/DEALER ADVISORY COMMITTEE No. 14-11 OPERATIONS COMMITTEE No. 9-11 SMALL FUNDS COMMITTEE No. 11-11 TAX COMMITTEE No. 12-11 TRANSFER AGENT ADVISORY...

[24988] February 24, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 4-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 15-11 BROKER/DEALER ADVISORY COMMITTEE No. 13-11 OPERATIONS MEMBERS No. 7-11 SMALL FUNDS MEMBERS No. 26-11 TAX MEMBERS No. 3-11 TRANSFER AGENT ADVISORY...

[24986] February 23, 2011 TO: 529 PLAN ADVISORY COMMITTEE No. 3-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 14-11 BROKER/DEALER ADVISORY COMMITTEE No. 12-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 24-11 COMPLIANCE MEMBERS No. 19-11 FIXED-INCOME ADVISORY COMMITTEE No. 24...