Bank, Trust and Recordkeeper Advisory Content

  [24520]   August 30, 2010 TO: PENSION MEMBERS No. 36-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 30-10 TRANSFER AGENT ADVISORY COMMITTEE No. 52-10 OPERATIONS COMMITTEE No. 24-10 RE: INSTITUTE COMMENT LETTER ON DOL 408(b)(2) SERVICE PROVIDER DISCLOSURE INTERIM FINAL...

[24513]   August 27, 2010 TO: AML COMPLIANCE WORKING GROUP No. 11-10 TRANSFER AGENT ADVISORY COMMITTEE No. 50-10 BROKER/DEALER ADVISORY COMMITTEE No. 35-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 28-10 RE: MEMBER CALL - TRAVEL RULE AND GUIDANCE ON AML PROGRAMS AND...

[24514]   August 27, 2010 TO: TAX COMMITTEE No. 26-10 TRANSFER AGENT ADVISORY COMMITTEE No. 51-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 29-10 BROKER/DEALER ADVISORY COMMITTEE No. 36-10 OPERATIONS COMMITTEE No. 23-10 ACCOUNTING/TREASURERS COMMITTEE No. 10-10 CLOSED-END...

  [24501]   August 19, 2010 TO: PENSION MEMBERS No. 34-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 27-10 OPERATIONS COMMITTEE No. 22-10 TRANSFER AGENT ADVISORY COMMITTEE No. 48-10 RE: ICI LETTER TO DOL ON FORM 5500   The Institute sent the attached letter to the Department...

  [24496]   August 17, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 26-10 RE: BTRAC MEETING NOTICE - OCTOBER 13-14, 2010   The next Bank, Trust and Recordkeeper Advisory Committee meeting will be held on Wednesday, October 13 and Thursday, October 14, 2010. As a result...

    [24481]   August 11, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 25-10 BROKER/DEALER ADVISORY COMMITTEE No. 33-10 OPERATIONS COMMITTEE No. 21-10 TRANSFER AGENT ADVISORY COMMITTEE No. 45-10 RE: AUGUST 24, 2010 CONFERENCE CALL ON SEC'S RULE 12B-1 PROPOSAL   As you...

[24452]   July 29, 2010 TO: ACCOUNTING/TREASURERS COMMITTEE No. 7-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 24-10 BROKER/DEALER ADVISORY COMMITTEE No. 31-10 OPERATIONS COMMITTEE No. 20-10 PENSION COMMITTEE No. 19-10 PENSION OPERATIONS ADVISORY COMMITTEE No. 18-10 SEC...

  [24449]   July 28, 2010 TO: ACCOUNTING/TREASURERS MEMBERS No. 22-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 23-10 BOARD OF GOVERNORS No. 7-10 BROKER/DEALER ADVISORY COMMITTEE No. 30-10 OPERATIONS MEMBERS No. 9-10 PENSION MEMBERS No. 31-10 PENSION OPERATIONS ADVISORY...

    [24433]   July 19, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 22-10 BROKER/DEALER ADVISORY COMMITTEE No. 28-10 OPERATIONS COMMITTEE No. 19-10 TRANSFER AGENT ADVISORY COMMITTEE No. 38-10 RE: CONGRESS APPROVES FINANCIAL REGULATORY REFORM LEGISLATION; PRESIDENT’S...

  ACTION REQUESTED [24432]   July 16, 2010 TO: PENSION MEMBERS No. 29-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 21-10 OPERATIONS COMMITTEE No. 18-10 TRANSFER AGENT ADVISORY COMMITTEE No. 37-10 RE: DOL RELEASES INTERIM FINAL REGULATION ON DISCLOSURE OF SERVICE PROVIDER...