Bank, Trust and Recordkeeper Advisory Content

    [23746]   September 1, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 37-09     RE: INSTITUTE RENEWS REQUEST REGARDING TIN-MASKING ON TAX FORMS   The Institute submitted the attached letter to the Internal Revenue Service, urging the Service to include a project on...

    [23731] August 20, 2009 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 63-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 36-09     RE: MODULE USED BY THE FEDERAL RESERVE TO EXAMINE FOR COMPLIANCE WITH ITS AFFILIATE MARKETING REGULATION   As we recently informed you, on August...

    [23720]   August 17, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 35-09 BROKER/DEALER ADVISORY COMMITTEE No. 47-09 COMPLIANCE MEMBERS No. 38-09 OPERATIONS MEMBERS No. 17-09 PRIMARY CONTACTS - MEMBER COMPLEX No. 10-09 PRIVACY ISSUES WORKING GROUP No. 9-09 SEC RULES...

    [23717]   August 17, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 34-09     RE: BTRAC MEETING - OCTOBER 21-22, 2009   The next meeting of the Bank, Trust and Recordkeeper Advisory Committee will be held on Wednesday, October 21 and Thursday, October 22, 2009 at the...

    [23712] August 14, 2009   TO: ACCOUNTING/TREASURERS COMMITTEE No. 13-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 33-09 BROKER/DEALER ADVISORY COMMITTEE No. 46-09 OPERATIONS COMMITTEE No. 15-09 SMALL FUNDS COMMITTEE No. 15-09 TRANSFER AGENT ADVISORY COMMITTEE No. 58-09  ...

[23706]   August 14, 2009 TO: TAX COMMITTEE No. 21-09 TRANSFER AGENT ADVISORY COMMITTEE No. 57-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 32-09 BROKER/DEALER ADVISORY COMMITTEE No. 45-09 OPERATIONS COMMITTEE No. 14-09 ACCOUNTING/TREASURERS COMMITTEE No. 12-09 CLOSED-END...

    [23689]   August 10, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 31-09 TRANSFER AGENT ADVISORY COMMITTEE No. 53-09     RE: SEC ADOPTS REG. S-AM THAT RESTRICTS SHARING INFORMATION WITH AFFILIATES FOR MARKETING TO CONSUMERS; COMPLIANCE DATE IS JAN. 1ST   Four years...

    [23674]   August 3, 2009 TO: OPERATIONS MEMBERS No. 15-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 30-09 BROKER/DEALER ADVISORY COMMITTEE No. 42-09 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 12-09 TECHNOLOGY COMMITTEE No. 15-09 TRANSFER AGENT ADVISORY COMMITTEE No...

    [23654]   July 27, 2009 TO: TAX COMMITTEE No. 19-09 TRANSFER AGENT ADVISORY COMMITTEE No. 51-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 29-09 BROKER/DEALER ADVISORY COMMITTEE No. 41-09     RE: DRAFT 2009 YEAR-END REPORTING LAYOUTS AND TARGET DELIVERY DATE   Attached...

[23604]   July 2, 2009 TO: ACCOUNTING/TREASURERS MEMBERS No. 30-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 27-09 BOARD OF GOVERNORS No. 6-09 BROKER/DEALER ADVISORY COMMITTEE No. 38-09 INVESTMENT COMPANY DIRECTORS No. 18-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 25-09...