[23605] July 2, 2009 TO: PENSION MEMBERS No. 33-09 FEDERAL LEGISLATION MEMBERS No. 7-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 28-09 BROKER/DEALER ADVISORY COMMITTEE No. 39-09 OPERATIONS COMMITTEE No. 13-09 RE: HOUSE EDUCATION AND LABOR COMMITTEE APPROVES FEE...
[23563] June 19, 2009 TO: FEDERAL LEGISLATION MEMBERS No. 4-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 24-09 BROKER/DEALER ADVISORY COMMITTEE No. 31-09 OPERATIONS COMMITTEE No. 10-09 RE: SUBCOMMITTEE OF HOUSE EDUCATION AND LABOR COMMITTEE APPROVES FEE DISCLOSURE...
[23564] June 19, 2009 TO: PENSION MEMBERS No. 28-09 FEDERAL LEGISLATION MEMBERS No. 5-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 25-09 BROKER/DEALER ADVISORY COMMITTEE No. 32-09 OPERATIONS COMMITTEE No. 11-09 RE: REP. NEAL REINTRODUCES DEFINED CONTRIBUTION PLAN...
[23546] June 15, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 23-09 RE: ICI PUBLISHES FAQS ON TARGET DATE FUNDS Target date funds have been the subject of recent regulatory and media interest and the Institute formed a working group of members to address...
[23541] June 12, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 22-09 RE: NEW MUTUAL FUND QUOTATION SERVICE DEADLINE - 8:00 P.M. Effective November 16, 2009, the deadline for transmission of daily fund prices to NASDAQ OMX’s Mutual Fund Quotation Service...
[23540] June 12, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 21-09 RE: ICI COMMENTS ON FINRA PROPOSAL TO REQUIRE MEMBERS TO SEND ACCOUNT STATEMENTS MONTHLY RATHER THAN QUARTERLY As we previously informed you, [1] as part of its process to consolidate the...
[23431] May 5, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 20-09 RE: BTRAC MEETING - JUNE 17-18, 2009 The next meeting of the Bank, Trust and Recordkeeper Advisory Committee will be held on Wednesday, June 17 and Thursday, June 18, 2009 at the offices of...
[23429] May 1, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 19-09 BROKER/DEALER ADVISORY COMMITTEE No. 23-09 COMPLIANCE MEMBERS No. 21-09 OPERATIONS MEMBERS No. 10-09 PRIMARY CONTACTS - MEMBER COMPLEX No. 6-09 PRIVACY ISSUES WORKING GROUP No. 4-09 SEC RULES...
[23419] April 24, 2009 TO: PENSION MEMBERS No. 19-09 FEDERAL LEGISLATION MEMBERS No. 3-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 18-09 BROKER/DEALER ADVISORY COMMITTEE No. 22-09 OPERATIONS COMMITTEE No. 8-09 RE: REP. GEORGE MILLER REINTRODUCES 401(K) FAIR...
