Board of Governors Content

[22729] July 24, 2008 TO: BOARD OF GOVERNORS No. 6-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 27-08 COMPLIANCE MEMBERS No. 32-08 INVESTMENT COMPANY DIRECTORS No. 11-08 OPERATIONS COMMITTEE No. 11-08 SEC RULES MEMBERS No. 67-08 SMALL FUNDS MEMBERS No. 45-08 RE: IDC ISSUES TASK FORCE...

[22711] July 18, 2008 TO: BOARD OF GOVERNORS No. 5-08BROKER/DEALER ADVISORY COMMITTEE No. 20-08 SEC RULES MEMBERS No. 63-08 SMALL FUNDS MEMBERS No. 42-08 RE: INSTITUTE FILES AMICUS BRIEF IN ILLINOIS SLUSA CLASS ACTION ALLEGING NEGLIGENCE BASED ON MARKET TIMING As you may recall, the...

    [22362]   March 24, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 9-08 BOARD OF GOVERNORS No. 4-08 BROKER/DEALER ADVISORY COMMITTEE No. 9-08 OPERATIONS MEMBERS No. 3-08 SEC RULES MEMBERS No. 26-08 SMALL FUNDS MEMBERS No. 16-08 TECHNOLOGY COMMITTEE No. 8-08 TRANSFER...

    [22363]   March 20, 2008 TO: BOARD OF GOVERNORS No. 3-08 CEOS CLOSED-END INVESTMENT COMPANY MEMBERS No. 7-08 COMPLIANCE MEMBERS No. 10-08 PRIMARY CONTACTS - MEMBER COMPLEX No. 1-08 SEC RULES MEMBERS No. 25-08 SMALL FUNDS MEMBERS No. 15-08 UNIT INVESTMENT TRUST MEMBERS No. 4-08    ...

    [22290]   March 3, 2008 TO: BOARD OF GOVERNORS No. 2-08 BROKER/DEALER ADVISORY COMMITTEE No. 7-08 OPERATIONS MEMBERS No. 2-08 SEC RULES MEMBERS No. 20-08 SMALL FUNDS MEMBERS No. 12-08 TECHNOLOGY COMMITTEE No. 4-08 TRANSFER AGENT ADVISORY COMMITTEE No. 11-08     RE: ICI COMMENT...

[22275]   February 27, 2008 TO: BOARD OF GOVERNORS No. 1-08 INVESTMENT COMPANY DIRECTORS No. 3-08 SEC RULES COMMITTEE No. 15-08 RE: IDC RECOMMENDATIONS FOR ENHANCING FUND BOARD EFFECTIVENESS The Independent Directors Council submitted a letter to Andrew J. Donohue, Director of the...

    [21972]   November 26, 2007 TO: BOARD OF GOVERNORS No. 28-07 RE: REQUEST FOR NOMINEES TO THE BOARD OF GOVERNORS   The FY 2008 Nominating Committee will be elected at the January meeting of the Board of Governors and will begin its deliberations on the second day of the meetings. ...

  [21942]   November 9, 2007 TO: BOARD OF GOVERNORS No. 27-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 69-07 SEC RULES MEMBERS No. 147-07 SMALL FUNDS MEMBERS No. 106-07 RE: ICI/IDC RELEASE OVERVIEW OF FUND GOVERNANCE PRACTICES   The Investment Company Institute and the Independent...

  [21871]   October 23, 2007 TO: BOARD OF GOVERNORS No. 26-07 SEC RULES MEMBERS No. 140-07 SMALL FUNDS MEMBERS No. 100-07 RE: TREASURY INITIATES REVIEW OF REGULATORY STRUCTURE ASSOCIATED WITH U.S. FINANCIAL INSTITUTIONS   In connection with its examination of the competitiveness of...

  [21873]   October 22, 2007 TO: BOARD OF GOVERNORS No. 25-07 EQUITY MARKETS ADVISORY COMMITTEE No. 60-07 FIXED-INCOME ADVISORY COMMITTEE No. 35-07 SEC RULES MEMBERS No. 139-07 SMALL FUNDS MEMBERS No. 99-07 RE: REMARKS BY INSTITUTE PRESIDENT AND CEO AT EQUITY, FIXED-INCOME &...