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Memo#
21163

REMARKS BY SEC AND NASD OFFICIALS AT THE 2007 ICI GENERAL MEMBERSHIP MEETING

    [21163]   May 18, 2007 TO: BOARD OF GOVERNORS No. 13-07 CEOS CHIEF COMPLIANCE OFFICER COMMITTEE No. 13-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 27-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 11-07 SEC RULES MEMBERS No. 50-07 SMALL FUNDS MEMBERS No. 30-07 UNIT INVESTMENT TRUST...
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Memo#
21039

Quarterly Report to Boards of Institute Member Funds

    [21039]   April 5, 2007 TO: BOARD OF GOVERNORS No. 12-07 INVESTMENT COMPANY DIRECTORS No. 8-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 10-07 SEC RULES COMMITTEE No. 36-07 SMALL FUNDS MEMBERS No. 29-07     RE: QUARTERLY REPORT TO...
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Memo#
21004

Keynote Address by Vanguard Chairman at SEC Interactive Data Roundtable

    [21004]   March 30, 2007 TO: BOARD OF GOVERNORS No. 10-07 SEC RULES COMMITTEE No. 33-07 XBRL WORKING GROUP     RE: KEYNOTE ADDRESS BY VANGUARD CHAIRMAN AT SEC INTERACTIVE DATA ROUNDTABLE   The Securities and Exchange Commission held a roundtable on March 19th on the use of...
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Memo#
20924

ICI Comments on SEC Staff Economic Papers Relating to Fund Governance

    [20924]   March 5, 2007 TO: BOARD OF GOVERNORS No. 9-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 15-07 SEC RULES MEMBERS No. 28-07 SMALL FUNDS MEMBERS No. 20-07     RE: ICI COMMENTS ON SEC STAFF ECONOMIC PAPERS RELATING TO FUND GOVERNANCE   Late last year, the Securities and...
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Memo#
20923

Institute Letter to SEC Chairman Cox Regarding NYSE Proxy Voting Proposal

    [20923]   March 2, 2007 TO: BOARD OF GOVERNORS No. 8-07 SEC RULES MEMBERS No. 27-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 14-07 SMALL FUNDS MEMBERS No. 19-07 ETF ADVISORY COMMITTEE No. 9-07     RE: INSTITUTE LETTER TO SEC CHAIRMAN COX REGARDING NYSE PROXY VOTING PROPOSAL   The...